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First Trust Enhanced Short Maturity ETF
FTSM

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$816M -$31.9M -532,963 -4%
LPL Financial
2
LPL Financial
California
$531M -$190K -3,181 -0%
Wells Fargo
3
Wells Fargo
California
$451M -$22.4M -373,605 -5%
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$188M +$12.7M +212,683 +7%
UBS Group
5
UBS Group
Switzerland
$167M -$16.8M -281,118 -9%
Raymond James Financial
6
Raymond James Financial
Florida
$163M +$16.4M +273,939 +11%
Bank of America
7
Bank of America
North Carolina
$148M +$11.2M +186,476 +8%
CAG
8
Csenge Advisory Group
Florida
$114M +$360K +6,008 +0.3%
Cetera Investment Advisers
9
Cetera Investment Advisers
Illinois
$101M +$7.14M +119,227 +8%
Commonwealth Equity Services
10
Commonwealth Equity Services
Massachusetts
$74.5M +$36.5M +610,363 +96%
Osaic Holdings
11
Osaic Holdings
Arizona
$72.5M +$3.82M +63,818 +6%
Stifel Financial
12
Stifel Financial
Missouri
$71.5M +$676K +11,298 +1%
BC
13
BDFS Capital
Delaware
$68.8M +$2.04M +34,133 +3%
Cambridge Investment Research Advisors
14
Cambridge Investment Research Advisors
Iowa
$53.2M -$7.49M -125,035 -12%
Envestnet Asset Management
15
Envestnet Asset Management
Illinois
$51.7M +$2.26M +37,830 +5%
GI
16
Gradient Investments
Minnesota
$43.8M +$4.25M +71,051 +11%
P
17
&Partners
Tennessee
$41.9M +$3.13M +52,367 +8%
BI
18
Bramshill Investments
Florida
$39.4M +$220K +3,681 +0.6%
HAFG
19
Hansen & Associates Financial Group
California
$38.3M -$9.23M -154,131 -19%
TAM
20
TCP Asset Management
Ohio
$37.6M +$3.38M +56,443 +10%
GCWM
21
Guided Capital Wealth Management
Texas
$37.6M +$4.62M +77,114 +14%
Truist Financial
22
Truist Financial
North Carolina
$35.3M +$2.04M +34,130 +6%
AWM
23
Accurate Wealth Management
Florida
$34.4M +$22.2M +371,004 +181%
HSA
24
HBK Sorce Advisory
Pennsylvania
$25.8M +$6.04M +100,916 +30%
KWM
25
Kingsview Wealth Management
Oregon
$25.6M +$287K +4,798 +1%
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