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First Trust Enhanced Short Maturity ETF
FTSM

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$270M +$28.1M +468,672 +12%
Wells Fargo
2
Wells Fargo
California
$193M +$44.8M +746,297 +30%
Bank of America
3
Bank of America
North Carolina
$185M +$24.8M +413,897 +15%
UBS Group
4
UBS Group
Switzerland
$79.6M +$13.1M +218,884 +20%
BTS
5
BB&T Securities
Virginia
$52.7M +$43M +717,024 +443%
LPL Financial
6
LPL Financial
California
$46.3M +$13.4M +222,647 +41%
Cambridge Investment Research Advisors
7
Cambridge Investment Research Advisors
Iowa
$40.6M +$24.5M +408,541 +152%
HighTower Advisors
8
HighTower Advisors
Illinois
$36.2M +$6.44M +107,323 +22%
RJA
9
Raymond James & Associates
Florida
$34.3M +$12.9M +215,778 +61%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$33.9M +$2.01M +33,439 +6%
UCFA
11
United Capital Financial Advisors
Texas
$32.6M +$9M +150,031 +38%
SF
12
Synovus Financial
Georgia
$26.7M +$9.16M +152,710 +52%
BCI
13
Brinker Capital Investments
Pennsylvania
$26M +$1.32M +22,063 +5%
PFA
14
Pinnacle Family Advisors
Missouri
$24M +$24M +400,000 New
FEG
15
Financial Enhancement Group
Indiana
$23.8M +$15.5M +258,675 +187%
RJFSA
16
Raymond James Financial Services Advisors
Florida
$20.2M +$3.21M +53,409 +19%
CWM
17
Cornerstone Wealth Management
Missouri
$13M +$46.2M +769,349 +5,890%
Stifel Financial
18
Stifel Financial
Missouri
$12.8M +$1.96M +32,675 +18%
MML Investors Services
19
MML Investors Services
Massachusetts
$11.9M +$3.65M +60,770 +44%
DLHL
20
Donald L. Hagan LLC
Florida
$11.3M +$11.3M +188,117 New
PAG
21
Private Advisor Group
New Jersey
$11.1M +$9.82M +163,701 +772%
Envestnet Asset Management
22
Envestnet Asset Management
Illinois
$10.3M +$116K +1,928 +1%
CAG
23
Csenge Advisory Group
Florida
$9.09M +$26.5K +442 +0.3%
SPL
24
Smart Portfolios LLC
Washington
$7.72M +$85.1K +1,418 +1%
LTFS
25
Ladenburg Thalmann Financial Services
Florida
$6.96M – – –
1
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