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First Trust Enhanced Short Maturity ETF
FTSM

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$584M +$56.5M +943,334 +11%
Wells Fargo
2
Wells Fargo
California
$267M -$5.45M -90,861 -2%
Bank of America
3
Bank of America
North Carolina
$195M -$17.1M -285,498 -8%
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$164M +$918K +15,318 +0.6%
UBS Group
5
UBS Group
Switzerland
$160M +$2.11M +35,129 +1%
LPL Financial
6
LPL Financial
California
$151M +$7.05M +117,548 +5%
RJA
7
Raymond James & Associates
Florida
$83.8M -$7.36M -122,746 -8%
UCFA
8
United Capital Financial Advisors
Texas
$82M +$3.9M +65,044 +5%
RJFSA
9
Raymond James Financial Services Advisors
Florida
$65.2M -$11.6M -193,484 -15%
HighTower Advisors
10
HighTower Advisors
Illinois
$38M -$18.4M -307,082 -33%
CAG
11
Csenge Advisory Group
Florida
$37.2M +$1.51M +25,184 +4%
Envestnet Asset Management
12
Envestnet Asset Management
Illinois
$33.3M +$319K +5,322 +1%
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$30.9M -$920K -15,348 -3%
Stifel Financial
14
Stifel Financial
Missouri
$30.8M -$173K -2,889 -0.6%
Osaic Holdings
15
Osaic Holdings
Arizona
$29.7M -$6.56M -109,402 -18%
FEG
16
Financial Enhancement Group
Indiana
$28.5M +$5.31M +88,576 +23%
PNC
17
Park National Corp
Ohio
$23.1M +$712K +11,881 +3%
IPW
18
IronBridge Private Wealth
Texas
$20.2M +$20.2M +337,408 New
Cetera Investment Advisers
19
Cetera Investment Advisers
Illinois
$19.8M +$2.9M +48,454 +17%
SAM
20
Synergy Asset Management
Washington
$19M +$427K +7,122 +2%
First Trust Advisors
21
First Trust Advisors
Illinois
$18.9M +$502K +8,367 +3%
Baird Financial Group
22
Baird Financial Group
Wisconsin
$18.4M +$1.5M +24,997 +9%
1W
23
1776 Wealth
Georgia
$18M +$2.91M +48,513 +19%
PAG
24
Private Advisor Group
New Jersey
$15.6M +$400K +6,674 +3%
CA
25
Cetera Advisors
Colorado
$15.2M +$2.74M +45,782 +22%
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