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First Trust Enhanced Short Maturity ETF
FTSM

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$862M -$108M -1,820,761 -11%
Wells Fargo
2
Wells Fargo
California
$572M -$43.3M -726,928 -7%
LPL Financial
3
LPL Financial
California
$518M +$11.7M +195,687 +2%
UBS Group
4
UBS Group
Switzerland
$274M -$54.3M -911,433 -17%
Bank of America
5
Bank of America
North Carolina
$223M -$40M -671,851 -15%
Osaic Holdings
6
Osaic Holdings
Arizona
$209M +$26.4M +442,560 +14%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$168M -$3.03M -50,792 -2%
RJFSA
8
Raymond James Financial Services Advisors
Florida
$137M -$30.5M -511,809 -18%
Cambridge Investment Research Advisors
9
Cambridge Investment Research Advisors
Iowa
$94M -$12.8M -214,329 -12%
TAM
10
Tucker Asset Management
Colorado
$81.3M -$1.2M -20,067 -1%
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
$77.8M -$8.32M -139,764 -10%
Stifel Financial
12
Stifel Financial
Missouri
$74.3M -$11.8M -197,944 -14%
CA
13
Cetera Advisors
Colorado
$73.6M -$1.4M -23,584 -2%
RJA
14
Raymond James & Associates
Florida
$69.8M -$9.74M -163,566 -12%
CAG
15
Csenge Advisory Group
Florida
$57.2M +$3.2M +53,748 +6%
Envestnet Asset Management
16
Envestnet Asset Management
Illinois
$56.7M -$13.9M -233,825 -20%
IA
17
IFP Advisors
Florida
$52.6M -$2.49M -41,852 -5%
Renaissance Technologies
18
Renaissance Technologies
New York
$50.2M +$15.3M +256,700 +44%
Mariner
19
Mariner
Kansas
$47.9M +$723K +12,143 +2%
PFS
20
Prospera Financial Services
Texas
$47M +$7.69M +129,189 +20%
GI
21
Gradient Investments
Minnesota
$40.1M +$401K +6,733 +1%
Baird Financial Group
22
Baird Financial Group
Wisconsin
$38.1M -$1.87M -31,383 -5%
MF
23
Manchester Financial
California
$33.7M +$1.53M +25,641 +5%
AWS
24
Atria Wealth Solutions
New York
$33.5M +$2.19M +36,802 +7%
AI
25
Atria Investments
North Carolina
$33.4M +$3.85M +64,700 +13%
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