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First Trust Enhanced Short Maturity ETF
FTSM

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$69.8M +$6.51M +108,717 +10%
Bank of America
2
Bank of America
North Carolina
$41.6M +$14.8M +246,458 +55%
Wells Fargo
3
Wells Fargo
California
$31.5M +$31.4M +523,927 +23,121%
SG
4
Strid Group
Pennsylvania
$31M +$30.6M +511,003 New
AG
5
Advisor Group
Arizona
$19.1M +$19.1M +318,773 New
VKH
6
Virtu KCG Holdings
New York
$13.1M +$6.43M +107,347 +96%
LPL Financial
7
LPL Financial
California
$10.5M +$2.97M +49,538 +40%
Goldman Sachs
8
Goldman Sachs
New York
$10.2M +$10.2M +170,243 New
RJFSA
9
Raymond James Financial Services Advisors
Florida
$8.21M -$3.43M -57,224 -29%
RJA
10
Raymond James & Associates
Florida
$7.88M +$4.05M +67,528 +105%
Cambridge Investment Research Advisors
11
Cambridge Investment Research Advisors
Iowa
$7.88M +$6.88M +114,793 +684%
Susquehanna International Group
12
Susquehanna International Group
Pennsylvania
$7.33M -$16.2M -269,774 -69%
CAN
13
Cetera Advisor Networks
California
$6.88M -$1.69M -28,219 -20%
HFS
14
HL Financial Services
Kentucky
$4.07M +$142K +2,376 +4%
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$3.22M -$901K -15,045 -22%
Baird Financial Group
16
Baird Financial Group
Wisconsin
$3.15M -$105K -1,754 -3%
RA
17
RFG Advisory
Alabama
$2.52M +$199K +3,318 +9%
Citadel Advisors
18
Citadel Advisors
Florida
$1.75M -$2.49M -41,640 -59%
MFS
19
MSI Financial Services
Massachusetts
$1.75M -$42.9M -716,936 -96%
HI
20
Horizon Investments
North Carolina
$1.65M +$157K +2,618 +11%
CC
21
Cedar Capital
Illinois
$1.54M -$768K -12,818 -33%
IH
22
IFC Holdings
Florida
$1.28M -$85.4K -1,426 -6%
AI
23
Atria Investments
North Carolina
$1.2M -$552K -9,214 -32%
VFS
24
VSR Financial Services
Kansas
$1.06M +$1.06M +17,644 New
SB
25
Suntrust Banks
Georgia
$1M -$215K -3,588 -18%
1
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