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First Trust Enhanced Short Maturity ETF
FTSM

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$970M -$57.7M -968,975 -6%
Wells Fargo
2
Wells Fargo
California
$615M -$15.4M -257,957 -2%
LPL Financial
3
LPL Financial
California
$507M -$40.8M -684,694 -7%
UBS Group
4
UBS Group
Switzerland
$328M -$4.55M -76,359 -1%
Bank of America
5
Bank of America
North Carolina
$263M +$4.49M +75,263 +2%
Osaic Holdings
6
Osaic Holdings
Arizona
$182M +$594K +9,962 +0.3%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$171M -$2.1M -35,241 -1%
RJFSA
8
Raymond James Financial Services Advisors
Florida
$167M +$15.7M +263,919 +10%
First Trust Advisors
9
First Trust Advisors
Illinois
$109M -$10.2M -171,949 -9%
Cambridge Investment Research Advisors
10
Cambridge Investment Research Advisors
Iowa
$107M -$8.69M -145,890 -8%
Jane Street
11
Jane Street
New York
$96.8M +$97.1M +1,628,962 New
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
$86.1M -$4.34M -72,748 -5%
Stifel Financial
13
Stifel Financial
Missouri
$86.1M +$15.2M +255,830 +21%
TAM
14
Tucker Asset Management
Colorado
$82.4M -$5.99M -100,476 -7%
RJA
15
Raymond James & Associates
Florida
$79.5M -$15.3M -257,567 -16%
JAWM
16
J. Arnold Wealth Management
Ohio
$78.7M +$79M +1,325,375 New
CA
17
Cetera Advisors
Colorado
$75M +$21.7M +364,947 +41%
Envestnet Asset Management
18
Envestnet Asset Management
Illinois
$70.6M -$8.39M -140,726 -11%
IA
19
IFP Advisors
Florida
$55.1M +$24.1M +403,764 +77%
CAG
20
Csenge Advisory Group
Florida
$54M +$177K +2,971 +0.3%
CAS
21
Coppell Advisory Solutions
Texas
$47.6M -$11.3M -188,944 -19%
Mariner
22
Mariner
Kansas
$47.1M -$9.29M -155,920 -16%
KAS
23
Kestra Advisory Services
Texas
$44.4M -$40.1M -672,323 -47%
Baird Financial Group
24
Baird Financial Group
Wisconsin
$40M +$2.04M +34,176 +5%
GI
25
Gradient Investments
Minnesota
$39.7M +$39.8M +667,854 New
1
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