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First Trust Enhanced Short Maturity ETF
FTSM

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$129M +$29.4M +490,879 +30%
Wells Fargo
2
Wells Fargo
California
$66.8M +$17.5M +291,723 +36%
Bank of America
3
Bank of America
North Carolina
$60.9M -$360K -6,003 -0.6%
UBS Group
4
UBS Group
Switzerland
$28.6M +$4.55M +75,822 +19%
LPL Financial
5
LPL Financial
California
$22.8M +$4.7M +78,415 +26%
RJFSA
6
Raymond James Financial Services Advisors
Florida
$21.9M -$330K -5,500 -1%
WI
7
WBI Investments
New Jersey
$18.8M -$3.06M -50,993 -14%
RJA
8
Raymond James & Associates
Florida
$10.7M +$1.73M +28,778 +19%
PFA
9
Pinnacle Family Advisors
Missouri
$8.25M +$8.25M +137,595 New
CAN
10
Cetera Advisor Networks
California
$6.96M +$6.37M +106,303 +1,094%
AG
11
Advisor Group
Arizona
$6.45M +$5.81M +96,867 +912%
BTS
12
BB&T Securities
Virginia
$6.44M +$6.1M +101,646 +1,762%
HFS
13
HL Financial Services
Kentucky
$4.1M +$79.2K +1,321 +2%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$3.02M +$2M +33,271 +194%
Stifel Financial
15
Stifel Financial
Missouri
$2.75M +$902K +15,039 +49%
Janney Montgomery Scott
16
Janney Montgomery Scott
Pennsylvania
$2.72M +$666K +11,098 +32%
JP Morgan Chase
17
JP Morgan Chase
New York
$2.14M +$1.72M +28,705 +407%
Citadel Advisors
18
Citadel Advisors
Florida
$2.04M +$2.04M +34,088 New
LTFS
19
Ladenburg Thalmann Financial Services
Florida
$1.86M +$622K +10,373 +50%
WF
20
WealthTrust Fairport
Ohio
$1.68M +$926K +15,445 +123%
PAG
21
Private Advisor Group
New Jersey
$1.29M +$1.06M +17,673 +459%
RA
22
RFG Advisory
Alabama
$1.09M -$1.84M -30,694 -63%
HighTower Advisors
23
HighTower Advisors
Illinois
$1.07M +$137K +2,281 +15%
Cambridge Investment Research Advisors
24
Cambridge Investment Research Advisors
Iowa
$1.04M +$50.4K +840 +5%
PNC
25
Park National Corp
Ohio
$1.02M +$1.02M +16,940 New
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