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First Trust Enhanced Short Maturity ETF
FTSM

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$849M +$91.1M +1,518,275 +12%
LPL Financial
2
LPL Financial
California
$532M -$308K -5,138 -0.1%
Wells Fargo
3
Wells Fargo
California
$474M -$43.6M -727,211 -8%
UBS Group
4
UBS Group
Switzerland
$184M +$13.3M +222,262 +8%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$175M -$3.14M -52,416 -2%
CIA
6
Concurrent Investment Advisors
Florida
$155M +$152M +2,534,342 +4,481%
Raymond James Financial
7
Raymond James Financial
Florida
$147M -$3.64M -60,688 -2%
Bank of America
8
Bank of America
North Carolina
$137M -$4.37M -72,925 -3%
CAG
9
Csenge Advisory Group
Florida
$113M +$1.4M +23,359 +1%
Cetera Investment Advisers
10
Cetera Investment Advisers
Illinois
$94.3M -$12.7M -211,446 -12%
Stifel Financial
11
Stifel Financial
Missouri
$70.9M +$408K +6,799 +0.6%
Osaic Holdings
12
Osaic Holdings
Arizona
$68.7M +$4.06M +67,773 +6%
BC
13
BDFS Capital
Delaware
$66.8M +$3.49M +58,263 +6%
Cambridge Investment Research Advisors
14
Cambridge Investment Research Advisors
Iowa
$60.7M +$2.58M +43,000 +4%
Envestnet Asset Management
15
Envestnet Asset Management
Illinois
$49.5M -$3.3M -54,952 -6%
HAFG
16
Hansen & Associates Financial Group
California
$47.5M +$47.6M +794,084 New
GWM
17
GDS Wealth Management
Texas
$42.4M -$8.95M -149,294 -17%
GI
18
Gradient Investments
Minnesota
$39.6M +$2.09M +34,786 +6%
P
19
&Partners
Tennessee
$39.6M +$4.51M +75,273 +13%
BI
20
Bramshill Investments
Florida
$39.2M +$39.3M +655,802 New
Commonwealth Equity Services
21
Commonwealth Equity Services
Massachusetts
$38.1M -$1.65M -27,470 -4%
TAM
22
TCP Asset Management
Ohio
$34.3M +$10.8M +180,318 +46%
Truist Financial
23
Truist Financial
North Carolina
$33.3M -$961K -16,032 -3%
GCWM
24
Guided Capital Wealth Management
Texas
$33M +$32.5M +541,300 +5,244%
SPIA
25
Steward Partners Investment Advisory
New York
$30.7M +$1.82M +30,314 +6%
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