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First Trust Enhanced Short Maturity ETF
FTSM

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$599M +$35.1M +583,958 +6%
Wells Fargo
2
Wells Fargo
California
$346M -$6.36M -105,867 -2%
Bank of America
3
Bank of America
North Carolina
$249M -$3.76M -62,633 -1%
UBS Group
4
UBS Group
Switzerland
$185M -$16.7M -278,249 -8%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$161M +$14M +232,943 +10%
LPL Financial
6
LPL Financial
California
$146M -$9.87M -164,419 -6%
RJFSA
7
Raymond James Financial Services Advisors
Florida
$104M -$17.2M -286,949 -14%
RJA
8
Raymond James & Associates
Florida
$97M -$1.82M -30,359 -2%
UCFA
9
United Capital Financial Advisors
Texas
$75.9M +$5.82M +96,920 +8%
HighTower Advisors
10
HighTower Advisors
Illinois
$55.2M +$15M +250,318 +37%
SF
11
Synovus Financial
Georgia
$51.7M +$3.42M +56,955 +7%
SG
12
StoneX Group
New York
$50.4M +$39.1M +650,787 +345%
Osaic Holdings
13
Osaic Holdings
Arizona
$46M -$6.16M -102,604 -12%
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$38.8M -$497K -8,276 -1%
Citadel Advisors
15
Citadel Advisors
Florida
$37.6M +$31M +515,722 +469%
CAG
16
Csenge Advisory Group
Florida
$34.4M +$4.03M +67,061 +13%
Envestnet Asset Management
17
Envestnet Asset Management
Illinois
$32.6M +$372K +6,199 +1%
GIA
18
Gladstone Institutional Advisory
Florida
$31.4M +$11.1M +184,176 +54%
Stifel Financial
19
Stifel Financial
Missouri
$28.2M -$120K -2,000 -0.4%
JIP
20
Jaffetilchin Investment Partners
Florida
$25.2M +$14.3M +237,334 +130%
SFWA
21
Summit Financial Wealth Advisors
Louisiana
$25.1M -$311K -5,182 -1%
SPL
22
Smart Portfolios LLC
Washington
$23.8M +$12.2M +202,833 +105%
Baird Financial Group
23
Baird Financial Group
Wisconsin
$22.3M -$1.58M -26,349 -7%
PNC
24
Park National Corp
Ohio
$21.3M +$3.67M +61,107 +21%
KAS
25
Kestra Advisory Services
Texas
$21.2M +$6.35M +105,682 +43%
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