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First Trust Enhanced Short Maturity ETF
FTSM

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$1.03B +$36.3M +608,758 +4%
Wells Fargo
2
Wells Fargo
California
$631M -$12.1M -203,803 -2%
LPL Financial
3
LPL Financial
California
$548M +$16.3M +273,367 +3%
UBS Group
4
UBS Group
Switzerland
$333M +$6.54M +109,770 +2%
Bank of America
5
Bank of America
North Carolina
$259M -$29.4M -493,635 -10%
Osaic Holdings
6
Osaic Holdings
Arizona
$182M +$69.6M +1,169,276 +62%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$174M +$5.56M +93,314 +3%
RJFSA
8
Raymond James Financial Services Advisors
Florida
$152M -$6.54M -109,851 -4%
First Trust Advisors
9
First Trust Advisors
Illinois
$119M -$96.4M -1,618,776 -45%
Cambridge Investment Research Advisors
10
Cambridge Investment Research Advisors
Iowa
$116M +$22.5M +377,998 +24%
RJA
11
Raymond James & Associates
Florida
$94.9M -$2.06M -34,558 -2%
M1FG
12
Mach-1 Financial Group
Arkansas
$90.5M +$288K +4,842 +19%
TAM
13
Tucker Asset Management
Colorado
$88.6M +$88.5M +1,485,013 +49,238%
KAS
14
Kestra Advisory Services
Texas
$84.5M +$51.3M +861,922 +154%
PFS
15
Prospera Financial Services
Texas
$84.1M +$6.29M +105,614 +8%
Envestnet Asset Management
16
Envestnet Asset Management
Illinois
$79.1M +$13.2M +221,527 +20%
Stifel Financial
17
Stifel Financial
Missouri
$71M +$15.3M +257,091 +27%
AWS
18
AJ Wealth Strategies
New York
$62.1M +$2.42M +40,569 +4%
CAS
19
Coppell Advisory Solutions
Texas
$58.9M +$37.9M +636,652 +182%
CASC
20
Coppell Advisory Solutions Corp
Texas
$58.9M +$37.9M +636,652 +182%
Mariner
21
Mariner
Kansas
$56.5M +$20.3M +340,661 +56%
CAG
22
Csenge Advisory Group
Florida
$53.9M +$7.41M +124,463 +16%
CA
23
Cetera Advisors
Colorado
$53.4M +$3.23M +54,304 +6%
Baird Financial Group
24
Baird Financial Group
Wisconsin
$38M +$9.34M +156,821 +33%
PAG
25
Private Advisor Group
New Jersey
$36.3M +$314K +5,277 +0.9%
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