Cetera Advisors’s First Trust Enhanced Short Maturity ETF FTSM Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2024 Q1	$65.9M	Sell	1,104,625 -69,165	-6%	-$4.13M	0.52%	27
2023 Q4	$70M	Sell	1,173,790 -64,349	-5%	-$3.84M	0.97%	12
2023 Q3	$73.6M	Sell	1,238,139 -23,584	-2%	-$1.4M	1.15%	9
2023 Q2	$75M	Buy	1,261,723 +364,947	+41%	+$21.7M	1.18%	10
2023 Q1	$53.4M	Buy	896,776 +54,304	+6%	+$3.23M	0.89%	16
2022 Q4	$50.1M	Buy	842,472 +249,732	+42%	+$14.8M	0.91%	12
2022 Q3	$35.2M	Buy	592,740 +56,012	+10%	+$3.33M	0.93%	12
2022 Q2	$31.9M	Buy	536,728 +52,452	+11%	+$3.12M	0.73%	25
2022 Q1	$28.8M	Buy	484,276 +150,697	+45%	+$8.99M	0.58%	27
2021 Q4	$19.9M	Buy	333,579 +80,385	+32%	+$4.81M	0.4%	44
2021 Q3	$15.2M	Buy	253,194 +45,782	+22%	+$2.74M	0.3%	66
2021 Q2	$12.4M	Sell	207,412 -11,703	-5%	-$702K	0.29%	71
2021 Q1	$13.1M	Sell	219,115 -12,577	-5%	-$755K	0.36%	56
2020 Q4	$13.9M	Buy	231,692 +16,062	+7%	+$965K	0.45%	45
2020 Q3	$12.9M	Buy	215,630 +124,112	+136%	+$7.46M	0.49%	36
2020 Q2	$5.49M	Sell	91,518 -2,501	-3%	-$149K	0.23%	95
2020 Q1	$5.55M	Buy	94,019 +42,473	+82%	+$2.54M	0.3%	68
2019 Q4	$3.1M	Sell	51,546 -27,415	-35%	-$1.65M	0.13%	158
2019 Q3	$4.74M	Buy	78,961 +12,438	+19%	+$748K	0.21%	108
2019 Q2	$4M	Buy	66,523 +6,958	+12%	+$418K	0.18%	127
2019 Q1	$3.57M	Buy	59,565 +25,845	+77%	+$1.55M	0.18%	129
2018 Q4	$2.02M	Buy	33,720 +5,532	+20%	+$332K	0.12%	178
2018 Q3	$1.69M	Buy	28,188 +9,762	+53%	+$586K	0.08%	238
2018 Q2	$1.1M	Sell	18,426 -1,615	-8%	-$96.9K	0.06%	296
2018 Q1	$1.2M	Buy	20,041 +2,267	+13%	+$136K	0.07%	272
2017 Q4	$1.07M	Sell	17,774 -25,347	-59%	-$1.52M	0.07%	286
2017 Q3	$2.59M	Buy	+43,121	New	+$2.59M	0.16%	143
2017 Q2	–	Sell	-12,645	Closed	-$755K	–	841
2017 Q1	$755K	Buy	+12,645	New	+$758K	0.05%	353