We are live on ! Find out more
FTSM icon

First Trust Enhanced Short Maturity ETF

396 hedge funds and large institutions have $5.04B invested in First Trust Enhanced Short Maturity ETF in 2024 Q1 according to their latest regulatory filings, with 30 funds opening new positions, 128 increasing their positions, 202 reducing their positions, and 44 closing their positions.

New
Increased
Maintained
Reduced
Closed

5% less funds holding

Funds holding: 416396 (-20)

10.09% less ownership

Funds ownership: 86.45%76.36% (-10%)

19% less capital invested

Capital invested by funds: $6.24B → $5.04B (-$1.2B)

27% less funds holding in top 10

Funds holding in top 10: 4432 (-12)

32% less first-time investments, than exits

New positions opened: 30 | Existing positions closed: 44

37% less repeat investments, than reductions

Existing positions increased: 128 | Existing positions reduced: 202

Holders
396
Holders Change
-20
Holders Change %
-4.81%
% of All Funds
5.7%
Holding in Top 10
32
Holding in Top 10 Change
-12
Holding in Top 10 Change %
-27.27%
% of All Funds
0.46%
New
30
Increased
128
Reduced
202
Closed
44
Calls
$28K
Puts
Net Calls
+$28K
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$792M -$875M -14,642,445 -52%
Wells Fargo
2
Wells Fargo
California
$487M -$28.5M -476,603 -6%
LPL Financial
3
LPL Financial
California
$479M -$27.6M -461,940 -5%
UBS Group
4
UBS Group
Switzerland
$241M -$21.4M -357,488 -8%
Bank of America
5
Bank of America
North Carolina
$185M -$17.3M -289,774 -9%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$163M -$21.1M -352,690 -11%
Osaic Holdings
7
Osaic Holdings
Arizona
$132M -$29.8M -498,178 -18%
RJFSA
8
Raymond James Financial Services Advisors
Florida
$117M -$16.1M -269,918 -12%
Cetera Investment Advisers
9
Cetera Investment Advisers
Illinois
$96.2M +$79M +1,321,695 +454%
Cambridge Investment Research Advisors
10
Cambridge Investment Research Advisors
Iowa
$79.4M -$10M -167,267 -11%
Renaissance Technologies
11
Renaissance Technologies
New York
$75.6M -$1.88M -31,400 -2%
TAM
12
Tucker Asset Management
Colorado
$72.6M -$6.93M -115,893 -9%
First Trust Advisors
13
First Trust Advisors
Illinois
$67.5M -$35.8M -599,332 -35%
BI
14
Bramshill Investments
Florida
$67.1M +$58.6M +980,649 +676%
CA
15
Cetera Advisors
Colorado
$65.9M -$4.13M -69,165 -6%
CAG
16
Csenge Advisory Group
Florida
$62.8M +$3.42M +57,170 +6%
PFS
17
Prospera Financial Services
Texas
$61.4M +$2.48M +41,579 +4%
RJA
18
Raymond James & Associates
Florida
$56.9M -$12.1M -203,152 -18%
Commonwealth Equity Services
19
Commonwealth Equity Services
Massachusetts
$49.6M -$21.1M -352,571 -30%
HAFG
20
Hansen & Associates Financial Group
California
$47.9M +$11.4M +190,510 +31%
Mariner
21
Mariner
Kansas
$44M +$3.23M +54,067 +8%
Envestnet Asset Management
22
Envestnet Asset Management
Illinois
$43.3M +$2.18M +36,424 +5%
Stifel Financial
23
Stifel Financial
Missouri
$43M -$13.5M -226,448 -24%
Jane Street
24
Jane Street
New York
$42.1M +$33M +551,897 +358%
AI
25
Atria Investments
North Carolina
$36.5M +$2.24M +37,527 +7%

FTSM Hedge Fund Activity: Q1 2024 in Review

396 of the 6,942 institutional investors tracked by Wall St. Rank reported a position in First Trust Enhanced Short Maturity ETF (FTSM) for Q1 2024, worth a combined $5.04B — down 19% from $6.24B a quarter earlier.

Sellers outnumbered buyers: 44 funds closed out of FTSM and 30 opened new positions — a net loss of 14 holders — while 202 trimmed existing stakes and 128 added.

The largest buyer was Cetera Investment Advisers, adding an estimated $79M. The largest seller was Morgan Stanley, cutting an estimated $875M.

  • 396 institutional investors held First Trust Enhanced Short Maturity ETF (FTSM) as of Q1 2024, down from 416 in Q4 2023.
  • Funds reported $5.04B of First Trust Enhanced Short Maturity ETF stock for Q1 2024, down 19% quarter-over-quarter.
  • 30 funds opened new First Trust Enhanced Short Maturity ETF positions in Q1 2024 and 44 closed out, a net change of -14 holders.
  • The largest First Trust Enhanced Short Maturity ETF buyer in Q1 2024 was Cetera Investment Advisers, an estimated $79M added.
  • The largest First Trust Enhanced Short Maturity ETF seller in Q1 2024 was Morgan Stanley, an estimated $875M sold.

Based on aggregated 13F filings for Q1 2024.