We are live on ! Find out more
FTSM icon

First Trust Enhanced Short Maturity ETF

400 hedge funds and large institutions have $6.33B invested in First Trust Enhanced Short Maturity ETF in 2023 Q1 according to their latest regulatory filings, with 47 funds opening new positions, 172 increasing their positions, 153 reducing their positions, and 27 closing their positions.

New
Increased
Maintained
Reduced
Closed

74% more first-time investments, than exits

New positions opened: 47 | Existing positions closed: 27

12% more repeat investments, than reductions

Existing positions increased: 172 | Existing positions reduced: 153

4% more funds holding

Funds holding: 386400 (+14)

1% less capital invested

Capital invested by funds: $6.38B → $6.33B (-$44.4M)

0.73% less ownership

Funds ownership: 79.36%78.64% (-0.73%)

6% less funds holding in top 10

Funds holding in top 10: 5047 (-3)

Holders
400
Holders Change
+14
Holders Change %
+3.63%
% of All Funds
6.37%
Holding in Top 10
47
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-6%
% of All Funds
0.75%
New
47
Increased
172
Reduced
153
Closed
27
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$1.03B +$36.3M +608,758 +4%
Wells Fargo
2
Wells Fargo
California
$631M -$12.1M -203,803 -2%
LPL Financial
3
LPL Financial
California
$548M +$16.3M +273,367 +3%
UBS Group
4
UBS Group
Switzerland
$333M +$6.54M +109,770 +2%
Bank of America
5
Bank of America
North Carolina
$259M -$29.4M -493,635 -10%
Osaic Holdings
6
Osaic Holdings
Arizona
$182M +$69.6M +1,169,276 +62%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$174M +$5.56M +93,314 +3%
RJFSA
8
Raymond James Financial Services Advisors
Florida
$152M -$6.54M -109,851 -4%
First Trust Advisors
9
First Trust Advisors
Illinois
$119M -$96.4M -1,618,776 -45%
Cambridge Investment Research Advisors
10
Cambridge Investment Research Advisors
Iowa
$116M +$22.5M +377,998 +24%
RJA
11
Raymond James & Associates
Florida
$94.9M -$2.06M -34,558 -2%
M1FG
12
Mach-1 Financial Group
Arkansas
$90.5M +$288K +4,842 +19%
TAM
13
Tucker Asset Management
Colorado
$88.6M +$88.5M +1,485,013 +49,238%
KAS
14
Kestra Advisory Services
Texas
$84.5M +$51.3M +861,922 +154%
PFS
15
Prospera Financial Services
Texas
$84.1M +$6.29M +105,614 +8%
Envestnet Asset Management
16
Envestnet Asset Management
Illinois
$79.1M +$13.2M +221,527 +20%
Stifel Financial
17
Stifel Financial
Missouri
$71M +$15.3M +257,091 +27%
AWS
18
AJ Wealth Strategies
New York
$62.1M +$2.42M +40,569 +4%
CAS
19
Coppell Advisory Solutions
Texas
$58.9M +$37.9M +636,652 +182%
CASC
20
Coppell Advisory Solutions Corp
Texas
$58.9M +$37.9M +636,652 +182%
Mariner
21
Mariner
Kansas
$56.5M +$20.3M +340,661 +56%
CAG
22
Csenge Advisory Group
Florida
$53.9M +$7.41M +124,463 +16%
CA
23
Cetera Advisors
Colorado
$53.4M +$3.23M +54,304 +6%
Baird Financial Group
24
Baird Financial Group
Wisconsin
$38M +$9.34M +156,821 +33%
PAG
25
Private Advisor Group
New Jersey
$36.3M +$314K +5,277 +0.9%

FTSM Hedge Fund Activity: Q1 2023 in Review

400 of the 6,275 institutional investors tracked by Wall St. Rank reported a position in First Trust Enhanced Short Maturity ETF (FTSM) for Q1 2023, worth a combined $6.33B — down 0.7% from $6.38B a quarter earlier.

Buyers outnumbered sellers: 47 funds opened new FTSM positions and 27 closed out — a net gain of 20 holders — while 172 added to existing stakes and 153 trimmed.

The largest buyer was Tucker Asset Management, adding an estimated $88.5M. The largest seller was First Trust Advisors, cutting an estimated $96.4M.

  • 400 institutional investors held First Trust Enhanced Short Maturity ETF (FTSM) as of Q1 2023, up from 386 in Q4 2022.
  • Funds reported $6.33B of First Trust Enhanced Short Maturity ETF stock for Q1 2023, down 0.7% quarter-over-quarter.
  • 47 funds opened new First Trust Enhanced Short Maturity ETF positions in Q1 2023 and 27 closed out, a net change of +20 holders.
  • The largest First Trust Enhanced Short Maturity ETF buyer in Q1 2023 was Tucker Asset Management, an estimated $88.5M added.
  • The largest First Trust Enhanced Short Maturity ETF seller in Q1 2023 was First Trust Advisors, an estimated $96.4M sold.

Based on aggregated 13F filings for Q1 2023.