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First Trust Enhanced Short Maturity ETF

398 hedge funds and large institutions have $4.63B invested in First Trust Enhanced Short Maturity ETF in 2024 Q3 according to their latest regulatory filings, with 47 funds opening new positions, 120 increasing their positions, 198 reducing their positions, and 36 closing their positions.

New
Increased
Maintained
Reduced
Closed

31% more first-time investments, than exits

New positions opened: 47 | Existing positions closed: 36

2% more funds holding

Funds holding: 392398 (+6)

0.82% less ownership

Funds ownership: 75.37%74.55% (-0.82%)

3% less capital invested

Capital invested by funds: $4.75B → $4.63B (-$121M)

15% less funds holding in top 10

Funds holding in top 10: 3328 (-5)

39% less repeat investments, than reductions

Existing positions increased: 120 | Existing positions reduced: 198

Holders
398
Holders Change
+6
Holders Change %
+1.53%
% of All Funds
5.72%
Holding in Top 10
28
Holding in Top 10 Change
-5
Holding in Top 10 Change %
-15.15%
% of All Funds
0.4%
New
47
Increased
120
Reduced
198
Closed
36
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$737M +$13.1M +218,398 +2%
LPL Financial
2
LPL Financial
California
$501M -$12M -200,369 -2%
Wells Fargo
3
Wells Fargo
California
$457M -$22.9M -382,031 -5%
UBS Group
4
UBS Group
Switzerland
$205M -$18.6M -311,131 -8%
Bank of America
5
Bank of America
North Carolina
$158M -$17.1M -285,083 -10%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$146M -$12.2M -202,980 -8%
RJFSA
7
Raymond James Financial Services Advisors
Florida
$106M +$7.06M +117,805 +7%
Osaic Holdings
8
Osaic Holdings
Arizona
$94.4M -$8.94M -149,181 -9%
BI
9
Bramshill Investments
Florida
$88.5M +$11.3M +189,268 +15%
GWM
10
GDS Wealth Management
Texas
$88.1M +$59.2M +989,192 +205%
Renaissance Technologies
11
Renaissance Technologies
New York
$83.3M +$7.44M +124,200 +10%
Cetera Investment Advisers
12
Cetera Investment Advisers
Illinois
$82.6M -$3.52M -58,845 -4%
TAM
13
Tucker Asset Management
Colorado
$71.9M -$521K -8,694 -0.7%
Cambridge Investment Research Advisors
14
Cambridge Investment Research Advisors
Iowa
$70.2M -$12.9M -214,837 -15%
CAG
15
Csenge Advisory Group
Florida
$67.8M +$1.37M +22,896 +2%
RJA
16
Raymond James & Associates
Florida
$55.5M -$13.2M -220,517 -19%
HAFG
17
Hansen & Associates Financial Group
California
$52.9M +$2.83M +47,183 +6%
Stifel Financial
18
Stifel Financial
Missouri
$50.2M +$5.09M +84,918 +11%
Envestnet Asset Management
19
Envestnet Asset Management
Illinois
$46.8M -$1.16M -19,437 -2%
Mariner
20
Mariner
Kansas
$46.6M +$4.63M +77,327 +11%
Commonwealth Equity Services
21
Commonwealth Equity Services
Massachusetts
$36.4M -$10.9M -181,171 -23%
GI
22
Gradient Investments
Minnesota
$36.3M +$441K +7,358 +1%
AI
23
Atria Investments
North Carolina
$34.5M -$311K -5,197 -0.9%
CAS
24
Coppell Advisory Solutions
Texas
$30.9M -$90.2K -1,506 -0.3%
KWM
25
Kingsview Wealth Management
Oregon
$30.3M +$11M +182,844 +57%

FTSM Hedge Fund Activity: Q3 2024 in Review

398 of the 6,964 institutional investors tracked by Wall St. Rank reported a position in First Trust Enhanced Short Maturity ETF (FTSM) for Q3 2024, worth a combined $4.63B — down 2.5% from $4.75B a quarter earlier.

Buyers outnumbered sellers: 47 funds opened new FTSM positions and 36 closed out — a net gain of 11 holders — while 120 added to existing stakes and 198 trimmed.

The largest buyer was GDS Wealth Management, adding an estimated $59.2M. The largest seller was Wells Fargo, cutting an estimated $22.9M.

  • 398 institutional investors held First Trust Enhanced Short Maturity ETF (FTSM) as of Q3 2024, up from 392 in Q2 2024.
  • Funds reported $4.63B of First Trust Enhanced Short Maturity ETF stock for Q3 2024, down 2.5% quarter-over-quarter.
  • 47 funds opened new First Trust Enhanced Short Maturity ETF positions in Q3 2024 and 36 closed out, a net change of +11 holders.
  • The largest First Trust Enhanced Short Maturity ETF buyer in Q3 2024 was GDS Wealth Management, an estimated $59.2M added.
  • The largest First Trust Enhanced Short Maturity ETF seller in Q3 2024 was Wells Fargo, an estimated $22.9M sold.

Based on aggregated 13F filings for Q3 2024.