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First Trust Enhanced Short Maturity ETF

253 hedge funds and large institutions have $3.21B invested in First Trust Enhanced Short Maturity ETF in 2020 Q3 according to their latest regulatory filings, with 27 funds opening new positions, 127 increasing their positions, 76 reducing their positions, and 21 closing their positions.

New
Increased
Maintained
Reduced
Closed

67% more repeat investments, than reductions

Existing positions increased: 127 | Existing positions reduced: 76

29% more first-time investments, than exits

New positions opened: 27 | Existing positions closed: 21

8% more funds holding in top 10

Funds holding in top 10: 2426 (+2)

2% more funds holding

Funds holding: 247253 (+6)

4% more capital invested

Capital invested by funds: $3.08B → $3.21B (+$123M)

0.14% more ownership

Funds ownership: 62.31%62.45% (+0.14%)

Holders
253
Holders Change
+6
Holders Change %
+2.43%
% of All Funds
5.1%
Holding in Top 10
26
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+8.33%
% of All Funds
0.52%
New
27
Increased
127
Reduced
76
Closed
21
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$564M +$44.6M +743,264 +9%
Wells Fargo
2
Wells Fargo
California
$352M -$20.2M -336,381 -5%
Bank of America
3
Bank of America
North Carolina
$253M +$43.7M +726,957 +21%
UBS Group
4
UBS Group
Switzerland
$202M +$9.05M +150,727 +5%
LPL Financial
5
LPL Financial
California
$156M +$28.7M +478,531 +23%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$147M +$36.4M +606,293 +33%
RJFSA
7
Raymond James Financial Services Advisors
Florida
$121M +$20M +332,209 +20%
RJA
8
Raymond James & Associates
Florida
$98.8M +$17.1M +284,942 +21%
UCFA
9
United Capital Financial Advisors
Texas
$70.1M +$5.19M +86,432 +8%
Osaic Holdings
10
Osaic Holdings
Arizona
$52.2M -$11.8M -196,537 -18%
Jane Street
11
Jane Street
New York
$51.3M -$143M -2,388,857 -74%
SF
12
Synovus Financial
Georgia
$48.3M +$6.16M +102,591 +15%
HighTower Advisors
13
HighTower Advisors
Illinois
$40.1M +$3.46M +57,683 +9%
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$39.3M +$4.6M +76,639 +13%
FEG
15
Financial Enhancement Group
Indiana
$38.2M +$9.73M +161,968 +34%
Envestnet Asset Management
16
Envestnet Asset Management
Illinois
$32.2M +$6.96M +115,831 +28%
CAG
17
Csenge Advisory Group
Florida
$30.3M +$2.78M +46,217 +10%
Stifel Financial
18
Stifel Financial
Missouri
$28.3M -$811K -13,505 -3%
FAAS
19
First Allied Advisory Services
California
$25.9M +$465K +7,733 +2%
SFWA
20
Summit Financial Wealth Advisors
Louisiana
$25.5M +$197K +3,272 +0.8%
LC
21
Lubar & Co
Wisconsin
$25M +$2.81M +46,724 +13%
LA
22
LexAurum Advisors
Kansas
$24.8M +$18.5M +307,872 +294%
Baird Financial Group
23
Baird Financial Group
Wisconsin
$23.8M -$197K -3,286 -0.8%
GIA
24
Gladstone Institutional Advisory
Florida
$20.3M +$4.38M +72,959 +27%
SMM
25
Stadion Money Management
Georgia
$20.2M +$20.3M +337,236 New

FTSM Hedge Fund Activity: Q3 2020 in Review

253 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in First Trust Enhanced Short Maturity ETF (FTSM) for Q3 2020, worth a combined $3.21B — up 4% from $3.08B a quarter earlier.

Buyers outnumbered sellers: 27 funds opened new FTSM positions and 21 closed out — a net gain of 6 holders — while 127 added to existing stakes and 76 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $44.6M. The largest seller was Jane Street, cutting an estimated $143M.

  • 253 institutional investors held First Trust Enhanced Short Maturity ETF (FTSM) as of Q3 2020, up from 247 in Q2 2020.
  • Funds reported $3.21B of First Trust Enhanced Short Maturity ETF stock for Q3 2020, up 4% quarter-over-quarter.
  • 27 funds opened new First Trust Enhanced Short Maturity ETF positions in Q3 2020 and 21 closed out, a net change of +6 holders.
  • The largest First Trust Enhanced Short Maturity ETF buyer in Q3 2020 was Morgan Stanley, an estimated $44.6M added.
  • The largest First Trust Enhanced Short Maturity ETF seller in Q3 2020 was Jane Street, an estimated $143M sold.

Based on aggregated 13F filings for Q3 2020.