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First Trust Enhanced Short Maturity ETF

344 hedge funds and large institutions have $4.53B invested in First Trust Enhanced Short Maturity ETF in 2022 Q3 according to their latest regulatory filings, with 57 funds opening new positions, 155 increasing their positions, 106 reducing their positions, and 26 closing their positions.

New
Increased
Maintained
Reduced
Closed

119% more first-time investments, than exits

New positions opened: 57 | Existing positions closed: 26

46% more repeat investments, than reductions

Existing positions increased: 155 | Existing positions reduced: 106

21% more funds holding in top 10

Funds holding in top 10: 2834 (+6)

20% more capital invested

Capital invested by funds: $3.77B → $4.53B (+$764M)

7% more funds holding

Funds holding: 321344 (+23)

1.76% less ownership

Funds ownership: 74.33%72.57% (-1.8%)

44% less call options, than puts

Call options by funds: $5K | Put options by funds: $9K

Holders
344
Holders Change
+23
Holders Change %
+7.17%
% of All Funds
5.93%
Holding in Top 10
34
Holding in Top 10 Change
+6
Holding in Top 10 Change %
+21.43%
% of All Funds
0.59%
New
57
Increased
155
Reduced
106
Closed
26
Calls
$5K
Puts
$9K
Net Calls
-$4K
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$810M +$157M +2,646,732 +24%
Wells Fargo
2
Wells Fargo
California
$525M +$123M +2,068,326 +31%
LPL Financial
3
LPL Financial
California
$380M +$145M +2,439,339 +61%
Bank of America
4
Bank of America
North Carolina
$249M +$42.1M +708,127 +20%
UBS Group
5
UBS Group
Switzerland
$233M +$28.2M +475,293 +14%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$151M -$10.5M -175,867 -6%
RJFSA
7
Raymond James Financial Services Advisors
Florida
$130M +$21.2M +356,177 +19%
First Trust Advisors
8
First Trust Advisors
Illinois
$117M -$41.3M -694,730 -26%
RJA
9
Raymond James & Associates
Florida
$103M +$10.8M +181,832 +12%
Osaic Holdings
10
Osaic Holdings
Arizona
$94.9M +$21.1M +355,048 +29%
Cambridge Investment Research Advisors
11
Cambridge Investment Research Advisors
Iowa
$72.6M +$41.2M +693,214 +131%
MF
12
Manchester Financial
California
$61.4M +$61.5M +1,034,843 New
AWS
13
Atria Wealth Solutions
New York
$54.8M +$42.1M +708,758 +333%
Envestnet Asset Management
14
Envestnet Asset Management
Illinois
$54.4M +$7.18M +120,886 +15%
UCFA
15
United Capital Financial Advisors
Texas
$52.7M -$15.2M -256,041 -22%
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$51.7M +$7.11M +119,699 +16%
Stifel Financial
17
Stifel Financial
Missouri
$51M -$8.93M -150,324 -15%
CAG
18
Csenge Advisory Group
Florida
$37.2M +$635K +10,681 +2%
Baird Financial Group
19
Baird Financial Group
Wisconsin
$35.6M +$6.98M +117,468 +24%
KAS
20
Kestra Advisory Services
Texas
$35.5M +$6.94M +116,766 +24%
CA
21
Cetera Advisors
Colorado
$35.2M +$3.33M +56,012 +10%
GIA
22
Gladstone Institutional Advisory
Florida
$32.7M +$6.07M +102,128 +23%
SPIA
23
Steward Partners Investment Advisory
New York
$32.3M +$1.19M +20,044 +4%
IA
24
IFP Advisors
Florida
$28.2M +$26.4M +443,845 +1,778%
Truist Financial
25
Truist Financial
North Carolina
$28.1M +$3.88M +65,334 +16%

FTSM Hedge Fund Activity: Q3 2022 in Review

344 of the 5,805 institutional investors tracked by Wall St. Rank reported a position in First Trust Enhanced Short Maturity ETF (FTSM) for Q3 2022, worth a combined $4.53B — up 20% from $3.77B a quarter earlier.

Buyers outnumbered sellers: 57 funds opened new FTSM positions and 26 closed out — a net gain of 31 holders — while 155 added to existing stakes and 106 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $157M. The largest seller was Prospera Financial Services, cutting an estimated $46.7M.

  • 344 institutional investors held First Trust Enhanced Short Maturity ETF (FTSM) as of Q3 2022, up from 321 in Q2 2022.
  • Funds reported $4.53B of First Trust Enhanced Short Maturity ETF stock for Q3 2022, up 20% quarter-over-quarter.
  • 57 funds opened new First Trust Enhanced Short Maturity ETF positions in Q3 2022 and 26 closed out, a net change of +31 holders.
  • The largest First Trust Enhanced Short Maturity ETF buyer in Q3 2022 was Morgan Stanley, an estimated $157M added.
  • The largest First Trust Enhanced Short Maturity ETF seller in Q3 2022 was Prospera Financial Services, an estimated $46.7M sold.

Based on aggregated 13F filings for Q3 2022.