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First Trust Enhanced Short Maturity ETF

264 hedge funds and large institutions have $2.74B invested in First Trust Enhanced Short Maturity ETF in 2021 Q2 according to their latest regulatory filings, with 20 funds opening new positions, 80 increasing their positions, 136 reducing their positions, and 29 closing their positions.

New
Increased
Maintained
Reduced
Closed

0.61% less ownership

Funds ownership: 61.92%61.31% (-0.61%)

4% less funds holding

Funds holding: 276264 (-12)

9% less capital invested

Capital invested by funds: $3B → $2.74B (-$259M)

31% less funds holding in top 10

Funds holding in top 10: 2618 (-8)

31% less first-time investments, than exits

New positions opened: 20 | Existing positions closed: 29

41% less repeat investments, than reductions

Existing positions increased: 80 | Existing positions reduced: 136

Holders
264
Holders Change
-12
Holders Change %
-4.35%
% of All Funds
4.6%
Holding in Top 10
18
Holding in Top 10 Change
-8
Holding in Top 10 Change %
-30.77%
% of All Funds
0.31%
New
20
Increased
80
Reduced
136
Closed
29
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$528M -$17.2M -286,976 -3%
Wells Fargo
2
Wells Fargo
California
$272M -$28.8M -479,946 -10%
Bank of America
3
Bank of America
North Carolina
$212M -$5.55M -92,527 -3%
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$163M -$5.64M -94,098 -3%
UBS Group
5
UBS Group
Switzerland
$158M -$4.76M -79,332 -3%
LPL Financial
6
LPL Financial
California
$144M +$3.71M +61,874 +3%
RJA
7
Raymond James & Associates
Florida
$91.2M -$147K -2,451 -0.2%
UCFA
8
United Capital Financial Advisors
Texas
$78.1M -$620K -10,341 -0.8%
RJFSA
9
Raymond James Financial Services Advisors
Florida
$76.8M -$7M -116,768 -8%
HighTower Advisors
10
HighTower Advisors
Illinois
$56.4M -$1.06M -17,687 -2%
Osaic Holdings
11
Osaic Holdings
Arizona
$36.3M -$12.1M -202,599 -25%
CAG
12
Csenge Advisory Group
Florida
$35.6M +$202K +3,364 +0.6%
Envestnet Asset Management
13
Envestnet Asset Management
Illinois
$33M +$2.18M +36,434 +7%
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$31.8M -$3.59M -59,928 -10%
Stifel Financial
15
Stifel Financial
Missouri
$31M +$1.51M +25,219 +5%
FEG
16
Financial Enhancement Group
Indiana
$23.2M -$3M -49,999 -11%
PNC
17
Park National Corp
Ohio
$22.4M +$421K +7,014 +2%
Citadel Advisors
18
Citadel Advisors
Florida
$18.7M -$2.55M -42,507 -12%
SAM
19
Synergy Asset Management
Washington
$18.5M +$7.02M +117,010 +61%
First Trust Advisors
20
First Trust Advisors
Illinois
$18.4M +$10.2M +169,288 +124%
CCP
21
Cassia Capital Partners
North Carolina
$17.9M -$1.56M -26,008 -8%
Cetera Investment Advisers
22
Cetera Investment Advisers
Illinois
$16.9M -$3.88M -64,744 -19%
TNBTD
23
Trustmark National Bank Trust Department
Mississippi
$16.9M +$1.25M +20,825 +8%
Baird Financial Group
24
Baird Financial Group
Wisconsin
$16.9M -$1.13M -18,888 -6%
PAG
25
Private Advisor Group
New Jersey
$15.2M -$4.53M -75,528 -23%

FTSM Hedge Fund Activity: Q2 2021 in Review

264 of the 5,745 institutional investors tracked by Wall St. Rank reported a position in First Trust Enhanced Short Maturity ETF (FTSM) for Q2 2021, worth a combined $2.74B — down 8.7% from $3B a quarter earlier.

Sellers outnumbered buyers: 29 funds closed out of FTSM and 20 opened new positions — a net loss of 9 holders — while 136 trimmed existing stakes and 80 added.

The largest buyer was First Trust Advisors, adding an estimated $10.2M. The largest seller was Synovus Financial, cutting an estimated $38M.

  • 264 institutional investors held First Trust Enhanced Short Maturity ETF (FTSM) as of Q2 2021, down from 276 in Q1 2021.
  • Funds reported $2.74B of First Trust Enhanced Short Maturity ETF stock for Q2 2021, down 8.7% quarter-over-quarter.
  • 20 funds opened new First Trust Enhanced Short Maturity ETF positions in Q2 2021 and 29 closed out, a net change of -9 holders.
  • The largest First Trust Enhanced Short Maturity ETF buyer in Q2 2021 was First Trust Advisors, an estimated $10.2M added.
  • The largest First Trust Enhanced Short Maturity ETF seller in Q2 2021 was Synovus Financial, an estimated $38M sold.

Based on aggregated 13F filings for Q2 2021.