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First Trust Enhanced Short Maturity ETF

386 hedge funds and large institutions have $6.38B invested in First Trust Enhanced Short Maturity ETF in 2022 Q4 according to their latest regulatory filings, with 76 funds opening new positions, 165 increasing their positions, 118 reducing their positions, and 29 closing their positions.

New
Increased
Maintained
Reduced
Closed

162% more first-time investments, than exits

New positions opened: 76 | Existing positions closed: 29

47% more funds holding in top 10

Funds holding in top 10: 3450 (+16)

41% more capital invested

Capital invested by funds: $4.53B → $6.38B (+$1.84B)

40% more repeat investments, than reductions

Existing positions increased: 165 | Existing positions reduced: 118

12% more funds holding

Funds holding: 344386 (+42)

6.79% more ownership

Funds ownership: 72.57%79.36% (+6.8%)

Holders
386
Holders Change
+42
Holders Change %
+12.21%
% of All Funds
6.2%
Holding in Top 10
50
Holding in Top 10 Change
+16
Holding in Top 10 Change %
+47.06%
% of All Funds
0.8%
New
76
Increased
165
Reduced
118
Closed
29
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$992M +$180M +3,038,020 +22%
Wells Fargo
2
Wells Fargo
California
$643M +$117M +1,963,383 +22%
LPL Financial
3
LPL Financial
California
$531M +$150M +2,532,460 +40%
AWA
4
Arete Wealth Advisors
Illinois
$371M +$21.2K +357 +6%
UBS Group
5
UBS Group
Switzerland
$326M +$92.5M +1,556,281 +40%
Bank of America
6
Bank of America
North Carolina
$288M +$38.1M +641,486 +15%
First Trust Advisors
7
First Trust Advisors
Illinois
$215M +$98.4M +1,656,766 +84%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$168M +$16.6M +279,063 +11%
RJFSA
9
Raymond James Financial Services Advisors
Florida
$158M +$28.5M +480,214 +22%
Osaic Holdings
10
Osaic Holdings
Arizona
$112M +$17.2M +289,897 +18%
RJA
11
Raymond James & Associates
Florida
$96.9M -$6.09M -102,460 -6%
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
$94.1M +$42.4M +712,978 +82%
Cambridge Investment Research Advisors
13
Cambridge Investment Research Advisors
Iowa
$93M +$20.2M +340,322 +28%
PFS
14
Prospera Financial Services
Texas
$77.7M +$51.5M +866,193 +196%
Envestnet Asset Management
15
Envestnet Asset Management
Illinois
$65.8M +$11.2M +189,278 +21%
MF
16
Manchester Financial
California
$62.1M +$580K +9,755 +0.9%
AWS
17
AJ Wealth Strategies
New York
$59.6M +$59.6M +1,003,115 New
Stifel Financial
18
Stifel Financial
Missouri
$55.6M +$4.54M +76,401 +9%
CA
19
Cetera Advisors
Colorado
$50.1M +$14.8M +249,732 +42%
HighTower Advisors
20
HighTower Advisors
Illinois
$46.5M +$22.1M +372,275 +91%
CAG
21
Csenge Advisory Group
Florida
$46.5M +$9.18M +154,449 +25%
Jane Street
22
Jane Street
New York
$43.9M +$43.4M +730,946 +10,237%
GLR
23
Great Lakes Retirement
Ohio
$42.1M +$42.1M +708,180 New
UCFA
24
United Capital Financial Advisors
Texas
$40.1M -$12.7M -214,395 -24%
IA
25
IFP Advisors
Florida
$39.3M +$11M +185,813 +40%

FTSM Hedge Fund Activity: Q4 2022 in Review

386 of the 6,221 institutional investors tracked by Wall St. Rank reported a position in First Trust Enhanced Short Maturity ETF (FTSM) for Q4 2022, worth a combined $6.38B — up 41% from $4.53B a quarter earlier.

Buyers outnumbered sellers: 76 funds opened new FTSM positions and 29 closed out — a net gain of 47 holders — while 165 added to existing stakes and 118 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $180M. The largest seller was Atria Wealth Solutions, cutting an estimated $35.6M.

  • 386 institutional investors held First Trust Enhanced Short Maturity ETF (FTSM) as of Q4 2022, up from 344 in Q3 2022.
  • Funds reported $6.38B of First Trust Enhanced Short Maturity ETF stock for Q4 2022, up 41% quarter-over-quarter.
  • 76 funds opened new First Trust Enhanced Short Maturity ETF positions in Q4 2022 and 29 closed out, a net change of +47 holders.
  • The largest First Trust Enhanced Short Maturity ETF buyer in Q4 2022 was Morgan Stanley, an estimated $180M added.
  • The largest First Trust Enhanced Short Maturity ETF seller in Q4 2022 was Atria Wealth Solutions, an estimated $35.6M sold.

Based on aggregated 13F filings for Q4 2022.