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First Trust Enhanced Short Maturity ETF
FTSM

Overview Fund Activity

30 hedge funds and large institutions have $80.9M invested in First Trust Enhanced Short Maturity ETF in 2015 Q4 according to their latest regulatory filings, with 7 funds opening new positions, 6 increasing their positions, 15 reducing their positions, and 6 closing their positions.

Holders
30
Holders Change
–
Holders Change %
0%
% of All Funds
0.79%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.03%
New
7
Increased
6
Reduced
15
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$21.5M
2
RJFSA
2
Raymond James Financial Services Advisors
Florida
$10.5M
3
CAN
3
Cetera Advisor Networks
California
$6.26M
4
CC
4
Cedar Capital
Illinois
$5.52M
5
RJA
5
Raymond James & Associates
Florida
$2.94M

Top Sellers

1
PPA
1
Parametric Portfolio Associates
Washington
$0
2
Susquehanna International Group
2
Susquehanna International Group
Pennsylvania
$2.78M
3
VKH
3
Virtu KCG Holdings
New York
$307K
4
AIG
4
American International Group
New York
$3.18M
5
Stifel Financial
5
Stifel Financial
Missouri
$0
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$21.5M 359,959 +226,591 +170%
RJFSA
2
Raymond James Financial Services Advisors
Florida
$10.5M 175,686 +175,686 New
Jane Street
3
Jane Street
New York
$7.54M 126,026 -10,737 -8%
CAN
4
Cetera Advisor Networks
California
$6.26M 104,551 +104,551 New
CC
5
Cedar Capital
Illinois
$5.52M 92,305 +92,305 New
HFS
6
HL Financial Services
Kentucky
$4.26M 71,204 +2,116 +3%
AIG
7
American International Group
New York
$3.18M 53,227 -116,369 -69%
RJA
8
Raymond James & Associates
Florida
$2.94M 49,092 +49,092 New
Susquehanna International Group
9
Susquehanna International Group
Pennsylvania
$2.78M 46,469 -165,555 -78%
AI
10
Atria Investments
North Carolina
$2.44M 40,699 -7,696 -16%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$2.34M 39,127 -89,386 -70%
Bank of America
12
Bank of America
North Carolina
$1.77M 29,611 +1,965 +7%
AC
13
AFAM Capital
Texas
$1.54M 25,721 -12,161 -32%
HI
14
Horizon Investments
North Carolina
$1.47M 24,627 -45,819 -65%
IH
15
IFC Holdings
Florida
$1.38M 23,076 +2,167 +10%
WF
16
WealthTrust Fairport
Ohio
$898K 15,005 -8,315 -36%
LPL Financial
17
LPL Financial
California
$831K 13,888 +7,969 +135%
PFS
18
Prospera Financial Services
Texas
$586K 9,795 – –
Envestnet Asset Management
19
Envestnet Asset Management
Illinois
$513K 8,571 -80,472 -90%
LI
20
LVZ Inc
Michigan
$476K 7,959 +7,959 New
Cambridge Investment Research Advisors
21
Cambridge Investment Research Advisors
Iowa
$465K 7,770 +7,770 New
VKH
22
Virtu KCG Holdings
New York
$307K 5,135 -125,870 -96%
CWM
23
Concert Wealth Management
California
$299K 5,000 – –
SIM
24
SSI Investment Management
California
$278K 4,666 -2,910 -38%
Wells Fargo
25
Wells Fargo
California
$270K 4,521 -1,770 -28%
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