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First Trust Enhanced Short Maturity ETF
FTSM

Overview Fund Activity

218 hedge funds and large institutions have $3.19B invested in First Trust Enhanced Short Maturity ETF in 2019 Q3 according to their latest regulatory filings, with 25 funds opening new positions, 105 increasing their positions, 65 reducing their positions, and 17 closing their positions.

Holders
218
Holders Change
+7
Holders Change %
+3.32%
% of All Funds
4.79%
Holding in Top 10
25
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+4.17%
% of All Funds
0.55%
New
25
Increased
105
Reduced
65
Closed
17
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$770M
2
UBS Group
2
UBS Group
Switzerland
$202M
3
HIS
3
Harvest Investment Services
Illinois
$43.1M
4
RJFSA
4
Raymond James Financial Services Advisors
Florida
$96.4M
5
Cambridge Investment Research Advisors
5
Cambridge Investment Research Advisors
Iowa
$52.8M

Top Sellers

1
Bank of America
1
Bank of America
North Carolina
$235M
2
MAP
2
Milestone Advisory Partners
North Carolina
$22M
3
SPIA
3
Steward Partners Investment Advisory
New York
$5.39M
4
Citadel Advisors
4
Citadel Advisors
Florida
$0
5
MML Investors Services
5
MML Investors Services
Massachusetts
$20.6M
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$770M 12,820,664 +962,377 +8%
Wells Fargo
2
Wells Fargo
California
$376M 6,267,398 +274,832 +5%
Bank of America
3
Bank of America
North Carolina
$235M 3,906,150 -1,080,867 -22%
UBS Group
4
UBS Group
Switzerland
$202M 3,356,326 +557,619 +20%
LPL Financial
5
LPL Financial
California
$111M 1,852,035 +157,418 +9%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$111M 1,842,306 +143,700 +8%
RJFSA
7
Raymond James Financial Services Advisors
Florida
$96.4M 1,604,724 +463,615 +41%
RJA
8
Raymond James & Associates
Florida
$72.6M 1,207,813 +150,145 +14%
PA
9
Planning Alternatives
Michigan
$70.4M 1,172,113 +29,628 +3%
UCFA
10
United Capital Financial Advisors
Texas
$53.9M 897,136 -70,756 -7%
HighTower Advisors
11
HighTower Advisors
Illinois
$53.6M 891,901 +87,042 +11%
Cambridge Investment Research Advisors
12
Cambridge Investment Research Advisors
Iowa
$52.8M 879,547 +316,425 +56%
LC
13
Lubar & Co
Wisconsin
$46.7M 777,255 +65,108 +9%
First Trust Advisors
14
First Trust Advisors
Illinois
$44.5M 741,276 +107,581 +17%
HIS
15
Harvest Investment Services
Illinois
$43.1M 717,861 +540,444 +305%
SF
16
Synovus Financial
Georgia
$35.3M 588,253 +10,965 +2%
Stifel Financial
17
Stifel Financial
Missouri
$30.8M 512,059 +146,820 +40%
Baird Financial Group
18
Baird Financial Group
Wisconsin
$28.5M 474,456 +20,116 +4%
FEG
19
Financial Enhancement Group
Indiana
$28.2M 469,301 +278,832 +146%
Envestnet Asset Management
20
Envestnet Asset Management
Illinois
$28.1M 467,641 -517 -0.1%
SFWA
21
Summit Financial Wealth Advisors
Louisiana
$27.8M 462,055 +981 +0.2%
GIA
22
Gladstone Institutional Advisory
Florida
$27.5M 458,440 +204,105 +80%
PAG
23
Private Advisor Group
New Jersey
$25.1M 417,419 +106,900 +34%
Commonwealth Equity Services
24
Commonwealth Equity Services
Massachusetts
$23.9M 397,216 +24,365 +7%
BCI
25
Brinker Capital Investments
Pennsylvania
$23.7M 393,958 -4,488 -1%
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