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First Trust Enhanced Short Maturity ETF
FTSM

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$528M -$17.2M -286,976 -3%
Wells Fargo
2
Wells Fargo
California
$272M -$28.8M -479,946 -10%
Bank of America
3
Bank of America
North Carolina
$212M -$5.55M -92,527 -3%
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$163M -$5.64M -94,098 -3%
UBS Group
5
UBS Group
Switzerland
$158M -$4.76M -79,332 -3%
LPL Financial
6
LPL Financial
California
$144M +$3.71M +61,874 +3%
RJA
7
Raymond James & Associates
Florida
$91.2M -$147K -2,451 -0.2%
UCFA
8
United Capital Financial Advisors
Texas
$78.1M -$620K -10,341 -0.8%
RJFSA
9
Raymond James Financial Services Advisors
Florida
$76.8M -$7M -116,768 -8%
HighTower Advisors
10
HighTower Advisors
Illinois
$56.4M -$1.06M -17,687 -2%
Osaic Holdings
11
Osaic Holdings
Arizona
$36.3M -$12.1M -202,599 -25%
CAG
12
Csenge Advisory Group
Florida
$35.6M +$202K +3,364 +0.6%
Envestnet Asset Management
13
Envestnet Asset Management
Illinois
$33M +$2.18M +36,434 +7%
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$31.8M -$3.59M -59,928 -10%
Stifel Financial
15
Stifel Financial
Missouri
$31M +$1.51M +25,219 +5%
FEG
16
Financial Enhancement Group
Indiana
$23.2M -$3M -49,999 -11%
PNC
17
Park National Corp
Ohio
$22.4M +$421K +7,014 +2%
Citadel Advisors
18
Citadel Advisors
Florida
$18.7M -$2.55M -42,507 -12%
SAM
19
Synergy Asset Management
Washington
$18.5M +$7.02M +117,010 +61%
First Trust Advisors
20
First Trust Advisors
Illinois
$18.4M +$10.2M +169,288 +124%
CCP
21
Cassia Capital Partners
North Carolina
$17.9M -$1.56M -26,008 -8%
Cetera Investment Advisers
22
Cetera Investment Advisers
Illinois
$16.9M -$3.88M -64,744 -19%
TNBTD
23
Trustmark National Bank Trust Department
Mississippi
$16.9M +$1.25M +20,825 +8%
Baird Financial Group
24
Baird Financial Group
Wisconsin
$16.9M -$1.13M -18,888 -6%
PAG
25
Private Advisor Group
New Jersey
$15.2M -$4.53M -75,528 -23%
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