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First Trust Enhanced Short Maturity ETF
FTSM

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$542M +$23.1M +386,904 +4%
Wells Fargo
2
Wells Fargo
California
$281M +$18.4M +308,722 +7%
Bank of America
3
Bank of America
North Carolina
$189M +$21M +352,453 +13%
LPL Financial
4
LPL Financial
California
$166M +$27M +451,883 +19%
UBS Group
5
UBS Group
Switzerland
$155M +$4.45M +74,504 +3%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$122M -$10.2M -171,536 -8%
RJA
7
Raymond James & Associates
Florida
$78.2M -$3.92M -65,749 -5%
UCFA
8
United Capital Financial Advisors
Texas
$77M -$3.23M -54,061 -4%
RJFSA
9
Raymond James Financial Services Advisors
Florida
$54M +$4.54M +76,043 +9%
Osaic Holdings
10
Osaic Holdings
Arizona
$36.3M +$2.72M +45,593 +8%
CAG
11
Csenge Advisory Group
Florida
$35.7M +$303K +5,070 +0.9%
Envestnet Asset Management
12
Envestnet Asset Management
Illinois
$31.6M -$526K -8,810 -2%
FEG
13
Financial Enhancement Group
Indiana
$30.7M +$18.8M +315,563 +158%
SPIA
14
Steward Partners Investment Advisory
New York
$30.2M +$7.06M +118,288 +30%
HighTower Advisors
15
HighTower Advisors
Illinois
$30M -$20.3M -340,903 -40%
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$29.6M -$1.88M -31,574 -6%
Stifel Financial
17
Stifel Financial
Missouri
$28.9M -$18.4M -307,567 -39%
CA
18
Cetera Advisors
Colorado
$28.8M +$8.99M +150,697 +45%
LRWA
19
Long Run Wealth Advisors
New York
$26.7M -$5.41M -90,700 -17%
PNC
20
Park National Corp
Ohio
$21.3M -$1.62M -27,104 -7%
Cambridge Investment Research Advisors
21
Cambridge Investment Research Advisors
Iowa
$18.9M +$2.1M +35,224 +12%
KC
22
Kinloch Capital
Virginia
$18.5M +$13.9M +232,366 +294%
First Trust Advisors
23
First Trust Advisors
Illinois
$15M +$15.1M +252,523 New
SAM
24
Synergy Asset Management
Washington
$14.7M +$4.14M +69,394 +39%
Truist Financial
25
Truist Financial
North Carolina
$13.8M +$9.58M +160,448 +226%
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