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First Trust Enhanced Short Maturity ETF
FTSM

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$992M +$180M +3,038,020 +22%
Wells Fargo
2
Wells Fargo
California
$643M +$117M +1,963,383 +22%
LPL Financial
3
LPL Financial
California
$531M +$150M +2,532,460 +40%
AWA
4
Arete Wealth Advisors
Illinois
$371M +$21.2K +357 +6%
UBS Group
5
UBS Group
Switzerland
$326M +$92.5M +1,556,281 +40%
Bank of America
6
Bank of America
North Carolina
$288M +$38.1M +641,486 +15%
First Trust Advisors
7
First Trust Advisors
Illinois
$215M +$98.4M +1,656,766 +84%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$168M +$16.6M +279,063 +11%
RJFSA
9
Raymond James Financial Services Advisors
Florida
$158M +$28.5M +480,214 +22%
Osaic Holdings
10
Osaic Holdings
Arizona
$112M +$17.2M +289,897 +18%
RJA
11
Raymond James & Associates
Florida
$96.9M -$6.09M -102,460 -6%
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
$94.1M +$42.4M +712,978 +82%
Cambridge Investment Research Advisors
13
Cambridge Investment Research Advisors
Iowa
$93M +$20.2M +340,322 +28%
PFS
14
Prospera Financial Services
Texas
$77.7M +$51.5M +866,193 +196%
Envestnet Asset Management
15
Envestnet Asset Management
Illinois
$65.8M +$11.2M +189,278 +21%
MF
16
Manchester Financial
California
$62.1M +$580K +9,755 +0.9%
AWS
17
AJ Wealth Strategies
New York
$59.6M +$59.6M +1,003,115 New
Stifel Financial
18
Stifel Financial
Missouri
$55.6M +$4.54M +76,401 +9%
CA
19
Cetera Advisors
Colorado
$50.1M +$14.8M +249,732 +42%
HighTower Advisors
20
HighTower Advisors
Illinois
$46.5M +$22.1M +372,275 +91%
CAG
21
Csenge Advisory Group
Florida
$46.5M +$9.18M +154,449 +25%
Jane Street
22
Jane Street
New York
$43.9M +$43.4M +730,946 +10,237%
GLR
23
Great Lakes Retirement
Ohio
$42.1M +$42.1M +708,180 New
UCFA
24
United Capital Financial Advisors
Texas
$40.1M -$12.7M -214,395 -24%
IA
25
IFP Advisors
Florida
$39.3M +$11M +185,813 +40%
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