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First Trust Enhanced Short Maturity ETF
FTSM

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$760M -$37.4M -623,252 -5%
LPL Financial
2
LPL Financial
California
$533M -$28.5M -474,726 -5%
Wells Fargo
3
Wells Fargo
California
$519M +$52.6M +876,866 +11%
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$179M +$2.09M +34,833 +1%
UBS Group
5
UBS Group
Switzerland
$171M -$18.2M -303,881 -10%
Raymond James Financial
6
Raymond James Financial
Florida
$151M +$17.6K +294 +0%
Bank of America
7
Bank of America
North Carolina
$141M -$4.12M -68,701 -3%
CAG
8
Csenge Advisory Group
Florida
$112M +$645K +10,743 +0.6%
Cetera Investment Advisers
9
Cetera Investment Advisers
Illinois
$107M +$547K +9,122 +0.5%
Stifel Financial
10
Stifel Financial
Missouri
$70.6M +$4.39M +73,192 +7%
Osaic Holdings
11
Osaic Holdings
Arizona
$64.8M -$5.61M -93,525 -8%
BC
12
BDFS Capital
Delaware
$63.3M +$63.4M +1,056,077 New
Cambridge Investment Research Advisors
13
Cambridge Investment Research Advisors
Iowa
$58.3M +$5.25M +87,479 +10%
Envestnet Asset Management
14
Envestnet Asset Management
Illinois
$52.9M +$1.45M +24,234 +3%
GWM
15
GDS Wealth Management
Texas
$51.5M +$26.4M +440,329 +105%
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$39.8M +$451K +7,512 +1%
GI
17
Gradient Investments
Minnesota
$37.6M +$1.34M +22,373 +4%
Janney Montgomery Scott
18
Janney Montgomery Scott
Pennsylvania
$36.9M -$578K -9,636 -2%
TAM
19
Tucker Asset Management
Colorado
$36.9M -$253K -4,222 -0.7%
P
20
&Partners
Tennessee
$35.1M +$13.2M +220,685 +60%
Truist Financial
21
Truist Financial
North Carolina
$34.3M +$461K +7,680 +1%
Mariner
22
Mariner
Kansas
$29.4M -$107K -1,781 -0.4%
SPIA
23
Steward Partners Investment Advisory
New York
$29M +$1.76M +29,284 +6%
KWM
24
Kingsview Wealth Management
Oregon
$26.5M +$3.33M +55,455 +14%
KWM
25
Kaydan Wealth Management
Michigan
$24.9M +$21.6M +360,223 +652%
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