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First Trust Enhanced Short Maturity ETF
FTSM

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$1.67B +$800M +13,411,565 +92%
Wells Fargo
2
Wells Fargo
California
$516M -$57.8M -970,180 -10%
LPL Financial
3
LPL Financial
California
$507M -$13.3M -222,601 -3%
UBS Group
4
UBS Group
Switzerland
$263M -$12.3M -206,529 -4%
Bank of America
5
Bank of America
North Carolina
$203M -$21.3M -357,703 -10%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$184M +$14.9M +250,534 +9%
Osaic Holdings
7
Osaic Holdings
Arizona
$162M -$47.4M -795,596 -23%
RJFSA
8
Raymond James Financial Services Advisors
Florida
$134M -$3.96M -66,367 -3%
First Trust Advisors
9
First Trust Advisors
Illinois
$103M +$92M +1,543,108 +821%
Cambridge Investment Research Advisors
10
Cambridge Investment Research Advisors
Iowa
$89.4M -$4.94M -82,882 -5%
TAM
11
Tucker Asset Management
Colorado
$79.6M -$1.99M -33,359 -2%
Renaissance Technologies
12
Renaissance Technologies
New York
$77.5M +$27.1M +454,800 +54%
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$70.7M -$7.42M -124,532 -10%
CA
14
Cetera Advisors
Colorado
$70M -$3.84M -64,349 -5%
RJA
15
Raymond James & Associates
Florida
$69.1M -$981K -16,457 -1%
CAG
16
Csenge Advisory Group
Florida
$59.4M +$1.97M +33,059 +3%
PFS
17
Prospera Financial Services
Texas
$59M +$11.7M +196,989 +25%
Stifel Financial
18
Stifel Financial
Missouri
$56.5M -$18.1M -303,317 -24%
CAS
19
Coppell Advisory Solutions
Texas
$53.5M +$32.6M +546,978 +156%
IA
20
IFP Advisors
Florida
$43.7M -$9.13M -153,073 -17%
Envestnet Asset Management
21
Envestnet Asset Management
Illinois
$41.1M -$15.8M -264,571 -28%
Mariner
22
Mariner
Kansas
$40.8M -$7.26M -121,723 -15%
HAFG
23
Hansen & Associates Financial Group
California
$36.6M +$36.5M +612,040 New
GI
24
Gradient Investments
Minnesota
$36.3M -$3.93M -65,899 -10%
AI
25
Atria Investments
North Carolina
$34.2M +$754K +12,646 +2%
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