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First Trust Enhanced Short Maturity ETF
FTSM

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$545M -$53.2M -885,806 -9%
Wells Fargo
2
Wells Fargo
California
$301M -$44.2M -736,001 -13%
Bank of America
3
Bank of America
North Carolina
$218M -$31.1M -517,970 -12%
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$169M +$8.34M +139,008 +5%
UBS Group
5
UBS Group
Switzerland
$162M -$22.4M -373,686 -12%
LPL Financial
6
LPL Financial
California
$140M -$5.75M -95,851 -4%
RJA
7
Raymond James & Associates
Florida
$91.4M -$5.49M -91,418 -6%
RJFSA
8
Raymond James Financial Services Advisors
Florida
$83.9M -$19.9M -330,933 -19%
UCFA
9
United Capital Financial Advisors
Texas
$78.7M +$2.9M +48,247 +4%
HighTower Advisors
10
HighTower Advisors
Illinois
$57.5M +$2.37M +39,453 +4%
SF
11
Synovus Financial
Georgia
$49.3M -$2.34M -39,064 -5%
Osaic Holdings
12
Osaic Holdings
Arizona
$48.4M +$2.46M +40,927 +5%
CAG
13
Csenge Advisory Group
Florida
$35.5M +$1.13M +18,798 +3%
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$35.4M -$3.39M -56,513 -9%
SG
15
StoneX Group
New York
$34M -$16.3M -272,385 -32%
Envestnet Asset Management
16
Envestnet Asset Management
Illinois
$30.8M -$1.78M -29,605 -5%
Stifel Financial
17
Stifel Financial
Missouri
$29.5M +$1.27M +21,188 +5%
Cambridge Investment Research Advisors
18
Cambridge Investment Research Advisors
Iowa
$27.2M +$13.5M +224,183 +98%
FEG
19
Financial Enhancement Group
Indiana
$26.2M +$8.79M +146,455 +50%
SFWA
20
Summit Financial Wealth Advisors
Louisiana
$25.8M +$632K +10,527 +3%
SPL
21
Smart Portfolios LLC
Washington
$22.3M -$1.45M -24,176 -6%
PNC
22
Park National Corp
Ohio
$22M +$729K +12,145 +3%
Citadel Advisors
23
Citadel Advisors
Florida
$21.2M -$16.3M -271,363 -43%
Cetera Investment Advisers
24
Cetera Investment Advisers
Illinois
$20.8M +$325K +5,410 +2%
PAG
25
Private Advisor Group
New Jersey
$19.8M +$771K +12,840 +4%
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