Advisor Group’s First Trust Enhanced Short Maturity ETF FTSM Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$15.7M	Buy	261,605 +10,714	+4%	+$644K	0.11%	170
2019 Q3	$15.1M	Buy	250,891 +30,318	+14%	+$1.82M	0.11%	170
2019 Q2	$13.2M	Buy	220,573 +9,142	+4%	+$549K	0.1%	176
2019 Q1	$12.7M	Buy	211,431 +18,288	+9%	+$1.1M	0.1%	176
2018 Q4	$11.6M	Buy	193,143 +92,478	+92%	+$5.55M	0.11%	153
2018 Q3	$6.04M	Sell	100,665 -5,123	-5%	-$307K	0.06%	266
2018 Q2	$6.34M	Buy	105,788 +27,661	+35%	+$1.66M	0.09%	210
2018 Q1	$4.68M	Sell	78,127 -40,550	-34%	-$2.43M	0.06%	266
2017 Q4	$7.12M	Buy	118,677 +27,048	+30%	+$1.62M	0.1%	194
2017 Q3	$5.5M	Sell	91,629 -36,370	-28%	-$2.18M	0.09%	204
2017 Q2	$7.68M	Buy	127,999 +20,513	+19%	+$1.23M	0.13%	153
2017 Q1	$6.45M	Buy	107,486 +96,867	+912%	+$5.81M	0.13%	174
2016 Q4	$637K	Sell	10,619 -4,144	-28%	-$248K	0.01%	868
2016 Q3	$885K	Sell	14,763 -304,010	-95%	-$18.2M	0.02%	679
2016 Q2	$19.1M	Buy	+318,773	New	+$19.1M	0.5%	31