Horizon Investments’s First Trust Enhanced Short Maturity ETF FTSM Stock Holding History

Horizon Investments’s Portfolio FTSM Stock Details FTSM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-27,542	Closed	-$1.65M	–	128
2016 Q2	$1.65M	Buy	27,542 +2,618	+11%	+$157K	0.12%	58
2016 Q1	$1.49M	Buy	24,924 +297	+1%	+$17.8K	0.12%	50
2015 Q4	$1.47M	Sell	24,627 -45,819	-65%	-$2.74M	0.12%	44
2015 Q3	$4.22M	Sell	70,446 -203,513	-74%	-$12.2M	0.39%	26
2015 Q2	$16.4M	Buy	273,959 +39,107	+17%	+$2.35M	1.31%	15
2015 Q1	$14.1M	Buy	+234,852	New	+$14.1M	1.34%	18

Other funds holding FTSM

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Strid Group Newtown Square, Pennsylvania $901M AUM 21.04% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

MIAN

Mariner Independent Advisor Network Overland Park, Kansas $2.33B AUM 14.85% 1-Year Est. Return

HFS

HL Financial Services Louisville, Kentucky $6.5B AUM 9.56% 1-Year Est. Return

RFG Advisory Birmingham, Alabama $6.4B AUM 19.93% 1-Year Est. Return

Horizon Investments's FTSM Position: Q3 2016 in Review

Horizon Investments sold out of First Trust Enhanced Short Maturity ETF (FTSM) in Q3 2016, closing a stake of 27,542 shares — an estimated $1.65M sold.

Horizon Investments first reported a position in FTSM in Q1 2015 and held it in 6 quarters. The position peaked at $16.4M in Q2 2015. 42 funds tracked by Wall St. Rank hold FTSM as of Q3 2016.

Horizon Investments reported no remaining First Trust Enhanced Short Maturity ETF position as of Q3 2016 after selling out during the quarter.
Horizon Investments sold 27,542 First Trust Enhanced Short Maturity ETF shares in Q3 2016, an estimated $1.65M.
Horizon Investments first reported a position in First Trust Enhanced Short Maturity ETF in Q1 2015 and held it in 6 quarters.
Horizon Investments's First Trust Enhanced Short Maturity ETF position peaked at $16.4M in Q2 2015.
42 funds tracked by Wall St. Rank held First Trust Enhanced Short Maturity ETF as of Q3 2016.

Based on Horizon Investments's 13F filing for Q3 2016, filed 14 Nov 2016.