Horizon Investments’s First Trust Enhanced Short Maturity ETF FTSM Stock Holding History

Horizon Investments’s Portfolio FTSM Stock Details FTSM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-27,542	Closed	-$1.65M	–	128
2016 Q2	$1.65M	Buy	27,542 +2,618	+11%	+$157K	0.12%	58
2016 Q1	$1.49M	Buy	24,924 +297	+1%	+$17.8K	0.12%	50
2015 Q4	$1.47M	Sell	24,627 -45,819	-65%	-$2.74M	0.12%	44
2015 Q3	$4.22M	Sell	70,446 -203,513	-74%	-$12.2M	0.39%	26
2015 Q2	$16.4M	Buy	273,959 +39,107	+17%	+$2.35M	1.31%	15
2015 Q1	$14.1M	Buy	+234,852	New	+$14.1M	1.34%	18

Other funds holding FTSM

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Strid Group Newtown Square, Pennsylvania $807M AUM 18.59% 1-Year Est. Return

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Mariner Independent Advisor Network Overland Park, Kansas $2.33B AUM 14.85% 1-Year Est. Return

HL Financial Services Louisville, Kentucky $6.5B AUM 9.56% 1-Year Est. Return

RFG Advisory Birmingham, Alabama $6.4B AUM 19.93% 1-Year Est. Return