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First Trust Enhanced Short Maturity ETF
FTSM

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Morgan Stanley
1
Morgan Stanley
New York
USD 816 M -USD 31.9 M -532,963 -4%
LPL Financial
2
LPL Financial
California
USD 531 M -USD 190 k -3,181 -0%
Wells Fargo
3
Wells Fargo
California
USD 451 M -USD 22.4 M -373,605 -5%
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
USD 188 M +USD 12.7 M +212,683 +7%
UBS Group
5
UBS Group
Switzerland
USD 167 M -USD 16.8 M -281,118 -9%
Raymond James Financial
6
Raymond James Financial
Florida
USD 163 M +USD 16.4 M +273,939 +11%
Bank of America
7
Bank of America
North Carolina
USD 148 M +USD 11.2 M +186,476 +8%
Csenge Advisory Group
8
Csenge Advisory Group
Florida
USD 114 M +USD 360 k +6,008 +0.3%
Cetera Investment Advisers
9
Cetera Investment Advisers
Illinois
USD 101 M +USD 7.14 M +119,227 +8%
Commonwealth Equity Services
10
Commonwealth Equity Services
Massachusetts
USD 74.5 M +USD 36.5 M +610,363 +96%
Osaic Holdings
11
Osaic Holdings
Arizona
USD 72.5 M +USD 3.82 M +63,818 +6%
Stifel Financial
12
Stifel Financial
Missouri
USD 71.5 M +USD 676 k +11,298 +1%
BC
13
BDFS Capital
Delaware
USD 68.8 M +USD 2.04 M +34,133 +3%
Cambridge Investment Research Advisors
14
Cambridge Investment Research Advisors
Iowa
USD 53.2 M -USD 7.49 M -125,035 -12%
Envestnet Asset Management
15
Envestnet Asset Management
Illinois
USD 51.7 M +USD 2.26 M +37,830 +5%
Gradient Investments
16
Gradient Investments
Minnesota
USD 43.8 M +USD 4.25 M +71,051 +11%
&Partners
17
&Partners
Tennessee
USD 41.9 M +USD 3.13 M +52,367 +8%
Bramshill Investments
18
Bramshill Investments
Florida
USD 39.4 M +USD 220 k +3,681 +0.6%
HAFG
19
Hansen & Associates Financial Group
California
USD 38.3 M -USD 9.23 M -154,131 -19%
TCP Asset Management
20
TCP Asset Management
Ohio
USD 37.6 M +USD 3.38 M +56,443 +10%
GCWM
21
Guided Capital Wealth Management
Texas
USD 37.6 M +USD 4.62 M +77,114 +14%
TAM
22
Tucker Asset Management
Colorado
USD 35.3 M -USD 25.3 M -422,978 -42%
Truist Financial
23
Truist Financial
North Carolina
USD 35.3 M +USD 2.04 M +34,130 +6%
Accurate Wealth Management
24
Accurate Wealth Management
Florida
USD 34.4 M +USD 22.2 M +371,004 +181%
KFS
25
Kirkwood Financial Services
Texas
USD 26.1 M +USD 2.59 M +43,204 +11%
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