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First Trust Enhanced Short Maturity ETF
FTSM

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Morgan Stanley
1
Morgan Stanley
New York
USD 68.7 M -USD 1.14 M -19,057 -2%
Bank of America
2
Bank of America
North Carolina
USD 51.2 M +USD 9.47 M +158,099 +23%
Wells Fargo
3
Wells Fargo
California
USD 30.6 M -USD 892 k -14,884 -3%
Strid Group
4
Strid Group
Pennsylvania
USD 30.1 M -USD 523 k -8,725 -2%
Raymond James Financial Services Advisors
5
Raymond James Financial Services Advisors
Florida
USD 10.1 M +USD 1.85 M +30,798 +22%
LPL Financial
6
LPL Financial
California
USD 9.5 M -USD 942 k -15,727 -9%
Raymond James & Associates
7
Raymond James & Associates
Florida
USD 5.17 M -USD 2.71 M -45,305 -34%
Mariner Independent Advisor Network
8
Mariner Independent Advisor Network
Kansas
USD 4.8 M +USD 4.2 M +70,154 +702%
HL Financial Services
9
HL Financial Services
Kentucky
USD 4.18 M +USD 104 k +1,735 +3%
RFG Advisory
10
RFG Advisory
Alabama
USD 2.93 M +USD 412 k +6,878 +16%
Citadel Advisors
11
Citadel Advisors
Florida
USD 1.83 M +USD 80.8 k +1,349 +5%
MSI Financial Services
12
MSI Financial Services
Massachusetts
USD 1.71 M -USD 36.3 k -605 -2%
UBS Group
13
UBS Group
Switzerland
USD 1.65 M +USD 1.47 M +24,493 +821%
Baird Financial Group
14
Baird Financial Group
Wisconsin
USD 1.61 M -USD 1.55 M -25,802 -49%
IFC Holdings
15
IFC Holdings
Florida
USD 1.3 M +USD 15.4 k +257 +1%
Virtu KCG Holdings
16
Virtu KCG Holdings
New York
USD 1.13 M -USD 12 M -200,503 -91%
Suntrust Banks
17
Suntrust Banks
Georgia
USD 1.12 M +USD 120 k +2,004 +12%
Ladenburg Thalmann Financial Services
18
Ladenburg Thalmann Financial Services
Florida
USD 992 k +USD 311 k +5,183 +46%
Cambridge Investment Research Advisors
19
Cambridge Investment Research Advisors
Iowa
USD 942 k -USD 6.94 M -115,855 -88%
Royal Bank of Canada
20
Royal Bank of Canada
Ontario, Canada
USD 926 k -USD 2.29 M -38,281 -71%
Advisor Group
21
Advisor Group
Arizona
USD 885 k -USD 18.2 M -304,010 -95%
ProVise Management Group
22
ProVise Management Group
Florida
USD 784 k +USD 1.38 k +23 +0.2%
WealthTrust Fairport
23
WealthTrust Fairport
Ohio
USD 750 k +USD 250 k +4,175 +50%
Susquehanna International Group
24
Susquehanna International Group
Pennsylvania
USD 635 k -USD 6.7 M -111,841 -91%
HighTower Advisors
25
HighTower Advisors
Illinois
USD 602 k +USD 602 k +10,038 Nuevas
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