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First Trust Enhanced Short Maturity ETF
FTSM

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Morgan Stanley
1
Morgan Stanley
New York
USD 100 M +USD 31 M +516,428 +45%
Bank of America
2
Bank of America
North Carolina
USD 61.3 M +USD 10.1 M +168,505 +20%
Wells Fargo
3
Wells Fargo
California
USD 49.2 M +USD 18.6 M +310,291 +61%
Strid Group
4
Strid Group
Pennsylvania
USD 29.7 M -USD 380 k -6,342 -1%
UBS Group
5
UBS Group
Switzerland
USD 24 M +USD 22.4 M +373,025 +1,358%
Raymond James Financial Services Advisors
6
Raymond James Financial Services Advisors
Florida
USD 22.2 M +USD 12.1 M +201,904 +120%
WBI Investments
7
WBI Investments
New Jersey
USD 21.8 M +USD 21.8 M +363,990 Nuevas
LPL Financial
8
LPL Financial
California
USD 18.1 M +USD 8.58 M +143,145 +90%
Raymond James & Associates
9
Raymond James & Associates
Florida
USD 9 M +USD 3.82 M +63,802 +74%
HL Financial Services
10
HL Financial Services
Kentucky
USD 4.02 M -USD 159 k -2,655 -4%
RFG Advisory
11
RFG Advisory
Alabama
USD 2.93 M – – –
Janney Montgomery Scott
12
Janney Montgomery Scott
Pennsylvania
USD 2.05 M +USD 2.05 M +34,266 Nuevas
Stifel Financial
13
Stifel Financial
Missouri
USD 1.84 M +USD 1.35 M +22,548 +275%
Jane Street
14
Jane Street
New York
USD 1.54 M +USD 1.54 M +25,763 Nuevas
MSI Financial Services
15
MSI Financial Services
Massachusetts
USD 1.28 M -USD 436 k -7,278 -25%
Ladenburg Thalmann Financial Services
16
Ladenburg Thalmann Financial Services
Florida
USD 1.24 M +USD 244 k +4,078 +25%
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
USD 1.03 M +USD 100 k +1,671 +11%
Cambridge Investment Research Advisors
18
Cambridge Investment Research Advisors
Iowa
USD 991 k +USD 49.4 k +824 +5%
Virtu KCG Holdings
19
Virtu KCG Holdings
New York
USD 980 k -USD 147 k -2,456 -13%
HighTower Advisors
20
HighTower Advisors
Illinois
USD 934 k +USD 332 k +5,541 +55%
IFC Holdings
21
IFC Holdings
Florida
USD 918 k -USD 380 k -6,332 -29%
D.A. Davidson & Co
22
D.A. Davidson & Co
Montana
USD 899 k +USD 300 k +5,000 +50%
SII Investments
23
SII Investments
Wisconsin
USD 751 k +USD 752 k +12,551 Nuevas
WealthTrust Fairport
24
WealthTrust Fairport
Ohio
USD 750 k – – –
Suntrust Banks
25
Suntrust Banks
Georgia
USD 709 k -USD 416 k -6,939 -37%
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