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First Trust Enhanced Short Maturity ETF
FTSM

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Morgan Stanley
1
Morgan Stanley
New York
USD 160 M +USD 31.2 M +519,536 +24%
Wells Fargo
2
Wells Fargo
California
USD 91.6 M +USD 24.8 M +412,875 +37%
Bank of America
3
Bank of America
North Carolina
USD 77 M +USD 16.1 M +268,193 +26%
UBS Group
4
UBS Group
Switzerland
USD 37.8 M +USD 9.24 M +153,988 +32%
LPL Financial
5
LPL Financial
California
USD 32.4 M +USD 9.6 M +160,154 +42%
Hays Advisory
6
Hays Advisory
Tennessee
USD 30.6 M +USD 30.6 M +510,594 Nuevas
HighTower Advisors
7
HighTower Advisors
Illinois
USD 28.5 M +USD 27.4 M +457,066 +2,559%
Pinnacle Family Advisors
8
Pinnacle Family Advisors
Missouri
USD 18.9 M +USD 10.7 M +177,605 +129%
Raymond James & Associates
9
Raymond James & Associates
Florida
USD 14.2 M +USD 3.51 M +58,582 +33%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
USD 8.37 M +USD 5.35 M +89,104 +177%
Stifel Financial
11
Stifel Financial
Missouri
USD 7.93 M +USD 5.18 M +86,288 +189%
Advisor Group
12
Advisor Group
Arizona
USD 7.68 M +USD 1.23 M +20,513 +19%
Raymond James Financial Services Advisors
13
Raymond James Financial Services Advisors
Florida
USD 7.13 M -USD 14.7 M -245,464 -67%
HL Financial Services
14
HL Financial Services
Kentucky
USD 4.14 M +USD 36.4 k +607 +0.9%
Janney Montgomery Scott
15
Janney Montgomery Scott
Pennsylvania
USD 3.84 M +USD 1.12 M +18,647 +41%
Financial Enhancement Group
16
Financial Enhancement Group
Indiana
USD 3.82 M +USD 3.82 M +63,596 Nuevas
Cetera Advisor Networks
17
Cetera Advisor Networks
California
USD 3.23 M -USD 3.73 M -62,117 -54%
SII Investments
18
SII Investments
Wisconsin
USD 2.82 M +USD 2.02 M +33,723 +253%
Cambridge Investment Research Advisors
19
Cambridge Investment Research Advisors
Iowa
USD 2.6 M +USD 1.56 M +25,969 +149%
First Horizon Advisors
20
First Horizon Advisors
Tennessee
USD 2.35 M +USD 1.94 M +32,273 +474%
JP Morgan Chase
21
JP Morgan Chase
New York
USD 2.25 M +USD 109 k +1,811 +5%
Stratos Wealth Partners
22
Stratos Wealth Partners
Ohio
USD 1.75 M +USD 1.13 M +18,816 +181%
MML Investors Services
23
MML Investors Services
Massachusetts
USD 1.71 M +USD 1.71 M +28,510 Nuevas
Ladenburg Thalmann Financial Services
24
Ladenburg Thalmann Financial Services
Florida
USD 1.69 M -USD 167 k -2,791 -9%
WealthTrust Fairport
25
WealthTrust Fairport
Ohio
USD 1.68 M – – –
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