Ladenburg Thalmann Financial Services’s Fidelity Nasdaq Composite Index ETF ONEQ Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$17.8M	Buy	509,730 +127,720	+33%	+$4.24M	0.11%	192
2019 Q3	$12M	Buy	382,010 +12,400	+3%	+$393K	0.08%	236
2019 Q2	$11.6M	Sell	369,610 -14,590	-4%	-$451K	0.08%	232
2019 Q1	$11.6M	Buy	384,200 +173,060	+82%	+$4.98M	0.09%	220
2018 Q4	$5.5M	Sell	211,140 -432,800	-67%	-$12.3M	0.05%	347
2018 Q3	$20.3M	Buy	643,940 +417,760	+185%	+$12.9M	0.17%	134
2018 Q2	$6.24M	Hold	226,180	–	–	0.06%	305
2018 Q1	$6.24M	Buy	226,180 +50,740	+29%	+$1.44M	0.06%	305
2017 Q4	$4.76M	Buy	175,440 +55,720	+47%	+$1.48M	0.05%	360
2017 Q3	$3.06M	Buy	119,720 +59,450	+99%	+$1.48M	0.03%	463
2017 Q2	$1.46M	Buy	60,270 +18,360	+44%	+$441K	0.02%	732
2017 Q1	$977K	Buy	41,910 +32,010	+323%	+$723K	0.01%	910
2016 Q4	$209K	Sell	9,900 -28,050	-74%	-$587K	﹤0.01%	1800
2016 Q3	$792K	Buy	37,950 +14,930	+65%	+$304K	0.01%	924
2016 Q2	$438K	Sell	23,020 -3,460	-13%	-$66K	0.01%	1206
2016 Q1	$507K	Buy	26,480 +410	+2%	+$7.43K	0.01%	1053
2015 Q4	$513K	Buy	26,070 +8,640	+50%	+$170K	0.01%	1009
2015 Q3	$316K	Sell	17,430 -210	-1%	-$4.07K	0.01%	1203
2015 Q2	$346K	Sell	17,640 -6,410	-27%	-$127K	0.01%	1249
2015 Q1	$465K	Buy	24,050 +14,680	+157%	+$278K	0.01%	1067
2014 Q4	$174K	Buy	9,370 +6,630	+242%	+$120K	﹤0.01%	1531
2014 Q3	$48K	Buy	+2,740	New	+$48.2K	﹤0.01%	2048
2013 Q3	–	Sell	-3,500	Closed	-$48K	–	3783
2013 Q2	$48K	Buy	+3,500	New	+$46.4K	﹤0.01%	1768