Ladenburg Thalmann Financial Services’s First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF LMBS Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$19.7M	Buy	380,988 +72,562	+24%	+$3.77M	0.12%	182
2019 Q3	$16M	Buy	308,426 +52,241	+20%	+$2.71M	0.11%	195
2019 Q2	$13.2M	Sell	256,185 -26,501	-9%	-$1.36M	0.1%	213
2019 Q1	$14.5M	Buy	282,686 +54,760	+24%	+$2.8M	0.11%	189
2018 Q4	$11.6M	Buy	227,926 +46,999	+26%	+$2.39M	0.1%	186
2018 Q3	$9.22M	Buy	180,927 +49,542	+38%	+$2.53M	0.08%	223
2018 Q2	$6.74M	Hold	131,385	–	–	0.06%	281
2018 Q1	$6.74M	Buy	131,385 +36,915	+39%	+$1.9M	0.06%	281
2017 Q4	$4.88M	Buy	94,470 +40,883	+76%	+$2.12M	0.05%	353
2017 Q3	$2.79M	Buy	53,587 +12,810	+31%	+$668K	0.03%	494
2017 Q2	$2.13M	Buy	40,777 +10,864	+36%	+$567K	0.03%	572
2017 Q1	$1.56M	Buy	29,913 +10,937	+58%	+$571K	0.02%	677
2016 Q4	$991K	Buy	18,976 +10,548	+125%	+$554K	0.01%	855
2016 Q3	$442K	Buy	8,428 +7,655	+990%	+$399K	0.01%	1259
2016 Q2	$40K	Buy	773 +85	+12%	+$4.37K	﹤0.01%	2852
2016 Q1	$35K	Sell	688 -206	-23%	-$10.5K	﹤0.01%	2861
2015 Q4	$45K	Sell	894 -10,828	-92%	-$545K	﹤0.01%	2628
2015 Q3	$589K	Sell	11,722 -5,694	-33%	-$287K	0.01%	893
2015 Q2	$877K	Buy	+17,416	New	+$882K	0.02%	770