Ladenburg Thalmann Financial Services’s First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF LMBS Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio LMBS Stock Details LMBS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$19.7M	Buy	380,988 +72,562	+24%	+$3.77M	0.12%	182
2019 Q3	$16M	Buy	308,426 +52,241	+20%	+$2.71M	0.11%	195
2019 Q2	$13.2M	Sell	256,185 -26,501	-9%	-$1.36M	0.1%	213
2019 Q1	$14.5M	Buy	282,686 +54,760	+24%	+$2.8M	0.11%	189
2018 Q4	$11.6M	Buy	227,926 +46,999	+26%	+$2.39M	0.1%	186
2018 Q3	$9.22M	Buy	180,927 +49,542	+38%	+$2.53M	0.08%	223
2018 Q2	$6.74M	Hold	131,385	–	–	0.06%	281
2018 Q1	$6.74M	Buy	131,385 +36,915	+39%	+$1.9M	0.06%	281
2017 Q4	$4.88M	Buy	94,470 +40,883	+76%	+$2.12M	0.05%	353
2017 Q3	$2.79M	Buy	53,587 +12,810	+31%	+$668K	0.03%	494
2017 Q2	$2.13M	Buy	40,777 +10,864	+36%	+$567K	0.03%	572
2017 Q1	$1.56M	Buy	29,913 +10,937	+58%	+$571K	0.02%	677
2016 Q4	$991K	Buy	18,976 +10,548	+125%	+$554K	0.01%	855
2016 Q3	$442K	Buy	8,428 +7,655	+990%	+$399K	0.01%	1259
2016 Q2	$40K	Buy	773 +85	+12%	+$4.37K	﹤0.01%	2852
2016 Q1	$35K	Sell	688 -206	-23%	-$10.5K	﹤0.01%	2861
2015 Q4	$45K	Sell	894 -10,828	-92%	-$545K	﹤0.01%	2628
2015 Q3	$589K	Sell	11,722 -5,694	-33%	-$287K	0.01%	893
2015 Q2	$877K	Buy	+17,416	New	+$882K	0.02%	770

Other funds holding LMBS

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

UCFA

United Capital Financial Advisors Irving, Texas $18.2B AUM 22.02% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.96% 1-Year Est. Return

Ladenburg Thalmann Financial Services's LMBS Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services increased its First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF (LMBS) stake by 24% in Q4 2019, buying an estimated $3.77M and bringing the position to 380,988 shares worth $19.7M. The position accounts for 0.12% of the portfolio, ranked #182.

Ladenburg Thalmann Financial Services first reported a position in LMBS in Q2 2015 and has held it in 19 quarters since. 269 funds tracked by Wall St. Rank hold LMBS as of Q4 2019.

Ladenburg Thalmann Financial Services held 380,988 shares of First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF worth $19.7M as of Q4 2019.
Ladenburg Thalmann Financial Services bought 72,562 First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF shares in Q4 2019, an estimated $3.77M.
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF made up 0.12% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #182 holding.
Ladenburg Thalmann Financial Services first reported a position in First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF in Q2 2015 and has held it in 19 quarters since.
269 funds tracked by Wall St. Rank held First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.