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First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS

Overview Fund Activity

115 hedge funds and large institutions have $707M invested in First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF in 2018 Q1 according to their latest regulatory filings, with 21 funds opening new positions, 60 increasing their positions, 25 reducing their positions, and 11 closing their positions.

Holders
115
Holders Change
+9
Holders Change %
+8.49%
% of All Funds
2.64%
Holding in Top 10
5
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+66.67%
% of All Funds
0.11%
New
21
Increased
60
Reduced
25
Closed
11
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Wells Fargo
1
Wells Fargo
California
$34.7M
2
Bank of America
2
Bank of America
North Carolina
$57.3M
3
UBS Group
3
UBS Group
Switzerland
$62.7M
4
Morgan Stanley
4
Morgan Stanley
New York
$175M
5
LPL Financial
5
LPL Financial
California
$32.8M

Top Sellers

1
WI
1
WBI Investments
New Jersey
$18M
2
SI
2
SII Investments
Wisconsin
$0
3
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$18.4M
4
Bank of New York Mellon
4
Bank of New York Mellon
New York
$0
5
PAG
5
Pinnacle Advisory Group
Maryland
$23.7M
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$175M 3,411,547 +394,693 +13%
UBS Group
2
UBS Group
Switzerland
$62.7M 1,219,875 +411,904 +51%
Bank of America
3
Bank of America
North Carolina
$57.3M 1,114,910 +556,698 +100%
Wells Fargo
4
Wells Fargo
California
$34.7M 675,369 +625,943 +1,266%
LPL Financial
5
LPL Financial
California
$32.8M 639,080 +291,363 +84%
UCFA
6
United Capital Financial Advisors
Texas
$26.2M 510,588 +185,495 +57%
PAG
7
Pinnacle Advisory Group
Maryland
$23.7M 460,403 -50,097 -10%
RJFSA
8
Raymond James Financial Services Advisors
Florida
$22.2M 432,537 +95,794 +28%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$18.4M 358,517 -113,128 -24%
WI
10
WBI Investments
New Jersey
$18M 349,837 -486,636 -58%
AWMS
11
Advocacy Wealth Management Services
Georgia
$15M 292,158 +13,740 +5%
RJA
12
Raymond James & Associates
Florida
$13.8M 269,467 +119,194 +79%
MMA
13
Miracle Mile Advisors
California
$13.2M 257,634 +37,392 +17%
Jane Street
14
Jane Street
New York
$10.8M 209,882 +138,853 +195%
FAM
15
Flaharty Asset Management
Florida
$10M 194,649 +194,649 New
BFG
16
Beacon Financial Group
Texas
$8.53M 166,098 +23,735 +17%
Stifel Financial
17
Stifel Financial
Missouri
$8.44M 164,074 +38,602 +31%
LFAS
18
Level Four Advisory Services
Texas
$7.68M 149,533 +118,633 +384%
FIM
19
Freedom Investment Management
Connecticut
$7.08M 137,734 +2,879 +2%
LTFS
20
Ladenburg Thalmann Financial Services
Florida
$6.74M 131,385 +36,915 +39%
EIA
21
Eldridge Investment Advisors
New Hampshire
$6.67M 129,765 +4,002 +3%
Citigroup
22
Citigroup
New York
$6.06M 117,932 +4,747 +4%
WI
23
Wintrust Investments
Illinois
$5.96M 115,938 +84,829 +273%
DLHL
24
Donald L. Hagan LLC
Florida
$5.66M 110,185 +110,185 New
SIM
25
SSI Investment Management
California
$5.61M 109,199 +8,064 +8%
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