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First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF

377 hedge funds and large institutions have $3.56B invested in First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF in 2023 Q1 according to their latest regulatory filings, with 34 funds opening new positions, 128 increasing their positions, 181 reducing their positions, and 28 closing their positions.

New
Increased
Maintained
Reduced
Closed

21% more first-time investments, than exits

New positions opened: 34 | Existing positions closed: 28

0.69% more ownership

Funds ownership: 75.39%76.09% (+0.69%)

1% less funds holding

Funds holding: 379377 (-2)

6% less funds holding in top 10

Funds holding in top 10: 3129 (-2)

29% less repeat investments, than reductions

Existing positions increased: 128 | Existing positions reduced: 181

31% less capital invested

Capital invested by funds: $5.15B → $3.56B (-$1.59B)

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $5K

Holders
377
Holders Change
-2
Holders Change %
-0.53%
% of All Funds
6.01%
Holding in Top 10
29
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-6.45%
% of All Funds
0.46%
New
34
Increased
128
Reduced
181
Closed
28
Calls
Puts
$5K
Net Calls
-$5K
Net Calls Change
-$10K
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$690M +$13.9M +291,343 +2%
LPL Financial
2
LPL Financial
California
$288M +$20.2M +421,934 +8%
Wells Fargo
3
Wells Fargo
California
$204M -$4.23M -88,367 -2%
UBS Group
4
UBS Group
Switzerland
$180M +$13.3M +278,470 +8%
M1FG
5
Mach-1 Financial Group
Arkansas
$149M +$281K +5,865 +17%
RJFSA
6
Raymond James Financial Services Advisors
Florida
$125M +$21.8M +456,269 +21%
Bank of America
7
Bank of America
North Carolina
$90.9M -$11.5M -239,427 -11%
Envestnet Asset Management
8
Envestnet Asset Management
Illinois
$85.7M -$19.1M -398,924 -18%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$85.6M +$9.47M +197,733 +12%
RJA
10
Raymond James & Associates
Florida
$79.1M -$9.56M -199,672 -11%
First Trust Advisors
11
First Trust Advisors
Illinois
$77.1M -$13.9M -290,330 -15%
Osaic Holdings
12
Osaic Holdings
Arizona
$65.3M -$1.3M -27,157 -2%
Cetera Investment Advisers
13
Cetera Investment Advisers
Illinois
$63.8M +$536K +11,202 +0.8%
Stifel Financial
14
Stifel Financial
Missouri
$54.2M +$565K +11,808 +1%
Truist Financial
15
Truist Financial
North Carolina
$40.7M -$5.22M -109,146 -11%
SI
16
Stephens Inc
Arkansas
$38.5M +$24.4M +510,529 +174%
CAN
17
Cetera Advisor Networks
California
$33.2M -$1.45M -30,284 -4%
UCFA
18
United Capital Financial Advisors
Texas
$28.6M -$12.5M -260,553 -30%
AWM
19
AE Wealth Management
Kansas
$27.7M -$10.4M -216,896 -27%
AFA
20
American Financial Advisors
Georgia
$26.5M +$9.34K +195 +0%
BFG
21
Berger Financial Group
Minnesota
$25.4M +$832K +17,370 +3%
Cambridge Investment Research Advisors
22
Cambridge Investment Research Advisors
Iowa
$23.8M +$3.07M +64,223 +15%
AAP
23
Arax Advisory Partners
Colorado
$22.8M +$491K +10,263 +2%
SFS
24
Searcy Financial Services
Kansas
$22.1M +$207K +4,334 +0.9%
FEG
25
Financial Enhancement Group
Indiana
$21.3M +$6.46M +134,921 +44%

LMBS Hedge Fund Activity: Q1 2023 in Review

377 of the 6,275 institutional investors tracked by Wall St. Rank reported a position in First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF (LMBS) for Q1 2023, worth a combined $3.56B — down 31% from $5.15B a quarter earlier.

Buyers outnumbered sellers: 34 funds opened new LMBS positions and 28 closed out — a net gain of 6 holders — while 128 added to existing stakes and 181 trimmed.

The largest buyer was Stephens Inc, adding an estimated $24.4M. The largest seller was Independent Financial Group, cutting an estimated $53.4M.

  • 377 institutional investors held First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF (LMBS) as of Q1 2023, down from 379 in Q4 2022.
  • Funds reported $3.56B of First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF stock for Q1 2023, down 31% quarter-over-quarter.
  • 34 funds opened new First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF positions in Q1 2023 and 28 closed out, a net change of +6 holders.
  • The largest First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF buyer in Q1 2023 was Stephens Inc, an estimated $24.4M added.
  • The largest First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF seller in Q1 2023 was Independent Financial Group, an estimated $53.4M sold.

Based on aggregated 13F filings for Q1 2023.