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First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF

209 hedge funds and large institutions have $1.92B invested in First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF in 2019 Q2 according to their latest regulatory filings, with 30 funds opening new positions, 112 increasing their positions, 42 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

167% more repeat investments, than reductions

Existing positions increased: 112 | Existing positions reduced: 42

114% more first-time investments, than exits

New positions opened: 30 | Existing positions closed: 14

23% more capital invested

Capital invested by funds: $1.56B → $1.92B (+$362M)

15% more funds holding in top 10

Funds holding in top 10: 1315 (+2)

6% more funds holding

Funds holding: 198209 (+11)

2.74% more ownership

Funds ownership: 61.63%64.37% (+2.7%)

Holders
209
Holders Change
+11
Holders Change %
+5.56%
% of All Funds
4.54%
Holding in Top 10
15
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+15.38%
% of All Funds
0.33%
New
30
Increased
112
Reduced
42
Closed
14
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$368M +$68.1M +1,324,028 +23%
Wells Fargo
2
Wells Fargo
California
$226M +$68.4M +1,330,204 +44%
UBS Group
3
UBS Group
Switzerland
$161M +$25.7M +499,752 +19%
Bank of America
4
Bank of America
North Carolina
$146M -$9.63M -187,301 -6%
LPL Financial
5
LPL Financial
California
$86.5M +$6.95M +135,049 +9%
UCFA
6
United Capital Financial Advisors
Texas
$56.1M +$4.05M +78,744 +8%
RJA
7
Raymond James & Associates
Florida
$43.6M +$16M +310,161 +58%
RJFSA
8
Raymond James Financial Services Advisors
Florida
$39.7M +$6.45M +125,420 +20%
Envestnet Asset Management
9
Envestnet Asset Management
Illinois
$38.4M +$18.3M +355,913 +92%
HSA
10
HBK Sorce Advisory
Pennsylvania
$33.1M +$19.3M +375,074 +141%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$29.6M +$3.9M +75,874 +15%
TCM
12
TD Capital Management
Tennessee
$28.8M +$2.06M +40,076 +8%
AFA
13
American Financial Advisors
Georgia
$26.5M +$2.95M +57,429 +13%
AIM
14
Astor Investment Management
Illinois
$25.9M +$25.8M +501,665 New
SBL
15
Sargent Bickham Lagudis
Colorado
$25.1M +$764K +14,860 +3%
Stifel Financial
16
Stifel Financial
Missouri
$23.6M +$4.83M +93,956 +26%
RBA
17
Richard Bernstein Advisors
New York
$22.6M +$2.31M +44,814 +11%
MMA
18
Miracle Mile Advisors
California
$20.7M +$1M +19,473 +5%
3AM
19
3D Asset Management
Connecticut
$20M -$633K -12,305 -3%
Cambridge Investment Research Advisors
20
Cambridge Investment Research Advisors
Iowa
$19.6M +$3.77M +73,256 +24%
GFPC
21
Global Financial Private Capital
Florida
$18.4M +$18.3M +356,499 New
LFAS
22
Level Four Advisory Services
Texas
$16.7M +$785K +15,262 +5%
Commonwealth Equity Services
23
Commonwealth Equity Services
Massachusetts
$15.7M +$3.21M +62,431 +26%
FAM
24
Flaharty Asset Management
Florida
$15.1M -$424K -8,239 -3%
BTS
25
BB&T Securities
Virginia
$15M +$3.61M +70,203 +32%