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First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF

378 hedge funds and large institutions have $3.78B invested in First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF in 2022 Q3 according to their latest regulatory filings, with 29 funds opening new positions, 143 increasing their positions, 175 reducing their positions, and 29 closing their positions.

New
Increased
Maintained
Reduced
Closed

2.63% more ownership

Funds ownership: 72.11%74.74% (+2.6%)

1% more capital invested

Capital invested by funds: $3.75B → $3.78B (+$35.6M)

0% more first-time investments, than exits

New positions opened: 29 | Existing positions closed: 29

1% less funds holding

Funds holding: 383378 (-5)

16% less funds holding in top 10

Funds holding in top 10: 3731 (-6)

18% less repeat investments, than reductions

Existing positions increased: 143 | Existing positions reduced: 175

Holders
378
Holders Change
-5
Holders Change %
-1.31%
% of All Funds
6.51%
Holding in Top 10
31
Holding in Top 10 Change
-6
Holding in Top 10 Change %
-16.22%
% of All Funds
0.53%
New
29
Increased
143
Reduced
175
Closed
29
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$718M -$18.4M -381,583 -2%
LPL Financial
2
LPL Financial
California
$271M +$14.1M +292,117 +5%
Wells Fargo
3
Wells Fargo
California
$238M -$11.2M -231,857 -4%
UBS Group
4
UBS Group
Switzerland
$184M +$26.4M +547,834 +16%
Bank of America
5
Bank of America
North Carolina
$136M -$6.37M -132,093 -4%
RJFSA
6
Raymond James Financial Services Advisors
Florida
$120M -$1.26M -26,140 -1%
RJA
7
Raymond James & Associates
Florida
$97.1M +$6.3M +130,585 +7%
Envestnet Asset Management
8
Envestnet Asset Management
Illinois
$96.7M +$5.34M +110,726 +6%
First Trust Advisors
9
First Trust Advisors
Illinois
$94.6M -$8.54M -176,980 -8%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$86.8M -$1.64M -34,094 -2%
Cetera Investment Advisers
11
Cetera Investment Advisers
Illinois
$61.4M +$1.19M +24,565 +2%
Osaic Holdings
12
Osaic Holdings
Arizona
$61.3M -$7.25M -150,256 -10%
Stifel Financial
13
Stifel Financial
Missouri
$58.6M +$7.31M +151,416 +14%
IFG
14
Independent Financial Group
California
$54.6M +$54.6M +1,131,652 +5,036%
UCFA
15
United Capital Financial Advisors
Texas
$53.9M -$16M -331,783 -23%
Truist Financial
16
Truist Financial
North Carolina
$45.5M -$3.99M -82,646 -8%
HighTower Advisors
17
HighTower Advisors
Illinois
$43.3M +$6.2M +128,433 +16%
Jane Street
18
Jane Street
New York
$42.1M +$2.63M +54,425 +7%
AWM
19
AE Wealth Management
Kansas
$38M +$2.2M +45,572 +6%
Commonwealth Equity Services
20
Commonwealth Equity Services
Massachusetts
$32.4M +$571K +11,826 +2%
AFA
21
American Financial Advisors
Georgia
$26.7M +$27.2M +562,924 New
William Blair & Company
22
William Blair & Company
Illinois
$25.6M -$5.42M -112,425 -17%
SFI
23
SPC Financial Inc
Maryland
$25.3M +$348K +7,218 +1%
CAN
24
Cetera Advisor Networks
California
$25M +$656K +13,603 +3%
PAG
25
Private Advisor Group
New Jersey
$23.4M +$10.9M +225,417 +84%

LMBS Hedge Fund Activity: Q3 2022 in Review

378 of the 5,805 institutional investors tracked by Wall St. Rank reported a position in First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF (LMBS) for Q3 2022, worth a combined $3.78B — up 0.95% from $3.75B a quarter earlier.

Fund positioning in LMBS was balanced in Q3 2022: 29 funds opened new positions, 29 closed out, 143 added to existing stakes and 175 trimmed.

The largest buyer was Independent Financial Group, adding an estimated $54.6M. The largest seller was Morgan Stanley, cutting an estimated $18.4M.

  • 378 institutional investors held First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF (LMBS) as of Q3 2022, down from 383 in Q2 2022.
  • Funds reported $3.78B of First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF stock for Q3 2022, up 0.95% quarter-over-quarter.
  • 29 funds opened new First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF positions in Q3 2022 and 29 closed out, a net change of 0 holders.
  • The largest First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF buyer in Q3 2022 was Independent Financial Group, an estimated $54.6M added.
  • The largest First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF seller in Q3 2022 was Morgan Stanley, an estimated $18.4M sold.

Based on aggregated 13F filings for Q3 2022.