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First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF

LMBS

Market cap $6.42B

#	Name	Holding	Trade Value	Shares Change	Change in Stake
1	1 Morgan Stanley New York	$784M	+$19.8M	+396,525	+3%
2	2 LPL Financial San Diego, California	$684M	+$70.5M	+1,413,004	+11%
3	3 Wells Fargo San Francisco, California	$284M	-$3.77M	-75,597	-1%
4	4 UBS Group Zurich, Switzerland	$247M	+$11.3M	+227,058	+5%
5	5 Raymond James Financial St Petersburg, Florida	$213M	+$8.41M	+168,563	+4%
6	6 Royal Bank of Canada Toronto, Ontario, Canada	$167M	+$5.76M	+115,402	+4%
7	7 Cetera Investment Advisers Schaumburg, Illinois	$136M	+$9.28M	+185,998	+7%
8	8 HighTower Advisors Chicago, Illinois	$105M	+$12M	+241,404	+13%
9	9 Bank of America Charlotte, North Carolina	$101M	+$1.46M	+29,210	+1%
10	10 First Trust Advisors Wheaton, Illinois	$90.6M	+$14.9M	+299,649	+20%
11	11 Commonwealth Equity Services Waltham, Massachusetts	$76.3M	+$3.69M	+73,912	+5%
12	12 Northwestern Mutual Wealth Management Milwaukee, Wisconsin	$67.3M	+$6.43M	+128,969	+11%
13	CIA 13 Concurrent Investment Advisors Tampa, Florida	$65.5M	-$5.46M	-109,490	-8%
14	BFG 14 Berger Financial Group Plymouth, Minnesota	$56.7M	+$587K	+11,766	+1%
15	15 Envestnet Asset Management Chicago, Illinois	$50.7M	+$6.84M	+137,128	+16%
16	CCA 16 Clearwater Capital Advisors Hoffman Estates, Illinois	$47.4M	+$2.15M	+43,110	+5%
17	HIS 17 Harvest Investment Services Oakbrook Terrace, Illinois	$44.9M	+$322K	+6,455	+0.7%
18	CAG 18 Csenge Advisory Group Clearwater, Florida	$44.9M	+$3.41M	+68,317	+8%
19	IWC 19 Integrated Wealth Concepts Waltham, Massachusetts	$41M	+$18.8M	+376,333	+84%
20	20 Jones Financial Companies Des Peres, Missouri	$39.8M	+$7.79M	+156,214	+24%
21	21 Osaic Holdings Scottsdale, Arizona	$38M	+$3.48M	+69,723	+10%
22	22 Cambridge Investment Research Advisors Fairfield, Iowa	$37.3M	+$434K	+8,693	+1%
23	HI 23 Harbour Investments Madison, Wisconsin	$35.8M	-$584K	-11,718	-2%
24	24 Stifel Financial St. Louis, Missouri	$33.8M	-$1.42M	-28,517	-4%
25	25 AssetMark Inc Concord, California	$32M	-$698K	-13,989	-2%