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First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF

LMBS

Market cap $6.42B

#	Name	Holding	Trade Value	Shares Change	Change in Stake
1	1 Morgan Stanley New York	$578M	-$606M	-12,568,119	-51%
2	2 LPL Financial San Diego, California	$342M	+$49.9M	+1,035,745	+17%
3	3 Wells Fargo San Francisco, California	$229M	+$16.5M	+342,145	+8%
4	4 UBS Group Zurich, Switzerland	$169M	+$619K	+12,839	+0.4%
5	5 Royal Bank of Canada Toronto, Ontario, Canada	$121M	+$6.97M	+144,493	+6%
6	RJFSA 6 Raymond James Financial Services Advisors St. Petersburg, Florida	$96.5M	-$4.12M	-85,536	-4%
7	7 Bank of America Charlotte, North Carolina	$92M	+$18.5M	+384,253	+25%
8	8 First Trust Advisors Wheaton, Illinois	$47.8M	-$5M	-103,641	-9%
9	9 Stifel Financial St. Louis, Missouri	$47.2M	-$1.09M	-22,690	-2%
10	10 Envestnet Asset Management Chicago, Illinois	$45.8M	-$21.2M	-440,616	-32%
11	BFG 11 Berger Financial Group Plymouth, Minnesota	$39.9M	+$14M	+289,877	+54%
12	12 Cetera Investment Advisers Schaumburg, Illinois	$38.6M	+$20.6M	+427,232	+115%
13	RJA 13 Raymond James & Associates St Petersburg, Florida	$36.4M	-$2.13M	-44,083	-6%
14	14 Osaic Holdings Scottsdale, Arizona	$33.7M	-$15.5M	-321,879	-32%
15	CAG 15 Csenge Advisory Group Clearwater, Florida	$33.1M	+$2.27M	+47,133	+7%
16	16 Commonwealth Equity Services Waltham, Massachusetts	$30.1M	+$2.98M	+61,713	+11%
17	CIA 17 Concurrent Investment Advisors Tampa, Florida	$30M	+$5.31M	+110,207	+22%
18	18 Northwestern Mutual Wealth Management Milwaukee, Wisconsin	$29.9M	+$10.1M	+208,587	+51%
19	GAA 19 Global Assets Advisory Orlando, Florida	$26.9M	+$60.9M	+1,263,932	+4,688%
20	AFA 20 American Financial Advisors Marietta, Georgia	$25.9M	+$48.1K	+997	+0.2%
21	TC 21 Trilogy Capital Irvine, California	$22.7M	+$21.7M	+450,479	+2,194%
22	22 Cambridge Investment Research Advisors Fairfield, Iowa	$22.3M	+$3.58M	+74,335	+19%
23	23 Renaissance Technologies New York	$21.8M	+$7.17M	+148,731	+49%
24	SWM 24 Spire Wealth Management Mclean, Virginia	$21.2M	–	–	–
25	SI 25 Stephens Inc Little Rock, Arkansas	$19.7M	-$163K	-3,373	-0.8%