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First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF

LMBS

Market cap $6.42B

#	Name	Holding	Trade Value	Shares Change	Change in Stake
1	1 Morgan Stanley New York	$718M	-$18.4M	-381,583	-2%
2	2 LPL Financial San Diego, California	$271M	+$14.1M	+292,117	+5%
3	3 Wells Fargo San Francisco, California	$238M	-$11.2M	-231,857	-4%
4	4 UBS Group Zurich, Switzerland	$184M	+$26.4M	+547,834	+16%
5	5 Bank of America Charlotte, North Carolina	$136M	-$6.37M	-132,093	-4%
6	RJFSA 6 Raymond James Financial Services Advisors St. Petersburg, Florida	$120M	-$1.26M	-26,140	-1%
7	RJA 7 Raymond James & Associates St Petersburg, Florida	$97.1M	+$6.3M	+130,585	+7%
8	8 Envestnet Asset Management Chicago, Illinois	$96.7M	+$5.34M	+110,726	+6%
9	9 First Trust Advisors Wheaton, Illinois	$94.6M	-$8.54M	-176,980	-8%
10	10 Royal Bank of Canada Toronto, Ontario, Canada	$86.8M	-$1.64M	-34,094	-2%
11	11 Cetera Investment Advisers Schaumburg, Illinois	$61.4M	+$1.19M	+24,565	+2%
12	12 Osaic Holdings Scottsdale, Arizona	$61.3M	-$7.25M	-150,256	-10%
13	13 Stifel Financial St. Louis, Missouri	$58.6M	+$7.31M	+151,416	+14%
14	IFG 14 Independent Financial Group San Diego, California	$54.6M	+$54.6M	+1,131,652	+5,036%
15	UCFA 15 United Capital Financial Advisors Irving, Texas	$53.9M	-$16M	-331,783	-23%
16	16 Truist Financial Charlotte, North Carolina	$45.5M	-$3.99M	-82,646	-8%
17	17 HighTower Advisors Chicago, Illinois	$43.3M	+$6.2M	+128,433	+16%
18	18 Jane Street New York	$42.1M	+$2.63M	+54,425	+7%
19	AWM 19 AE Wealth Management Topeka, Kansas	$38M	+$2.2M	+45,572	+6%
20	20 Commonwealth Equity Services Waltham, Massachusetts	$32.4M	+$571K	+11,826	+2%
21	AFA 21 American Financial Advisors Marietta, Georgia	$26.7M	+$27.2M	+562,924	New
22	22 William Blair & Company Chicago, Illinois	$25.6M	-$5.42M	-112,425	-17%
23	SFI 23 SPC Financial Inc Rockville, Maryland	$25.3M	+$348K	+7,218	+1%
24	CAN 24 Cetera Advisor Networks El Segundo, California	$25M	+$656K	+13,603	+3%
25	PAG 25 Private Advisor Group Morristown, New Jersey	$23.4M	+$10.9M	+225,417	+84%