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First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF

LMBS

Market cap $6.42B

#	Name	Holding	Trade Value	Shares Change	Change in Stake
1	1 Morgan Stanley New York	$605M	+$14.1M	+288,554	+2%
2	2 LPL Financial San Diego, California	$423M	+$45.5M	+929,010	+12%
3	3 Wells Fargo San Francisco, California	$233M	+$3.11M	+63,512	+1%
4	4 UBS Group Zurich, Switzerland	$201M	+$21.3M	+434,995	+12%
5	5 Royal Bank of Canada Toronto, Ontario, Canada	$133M	+$9.56M	+195,263	+8%
6	RJFSA 6 Raymond James Financial Services Advisors St. Petersburg, Florida	$85.9M	-$13.3M	-272,654	-14%
7	7 Bank of America Charlotte, North Carolina	$67.3M	+$1.22M	+24,871	+2%
8	8 First Trust Advisors Wheaton, Illinois	$51.8M	-$7.32M	-149,448	-12%
9	9 Cetera Investment Advisers Schaumburg, Illinois	$48.7M	+$2.18M	+44,457	+5%
10	10 Envestnet Asset Management Chicago, Illinois	$48.1M	+$505K	+10,308	+1%
11	BFG 11 Berger Financial Group Plymouth, Minnesota	$42.4M	+$349K	+7,125	+0.8%
12	RJA 12 Raymond James & Associates St Petersburg, Florida	$40M	+$2.25M	+45,961	+6%
13	CIA 13 Concurrent Investment Advisors Tampa, Florida	$37.2M	+$2.4M	+48,939	+7%
14	GI 14 Gradient Investments Arden Hills, Minnesota	$35.9M	+$35.2M	+720,034	+11,312%
15	CAG 15 Csenge Advisory Group Clearwater, Florida	$34.6M	+$409K	+8,362	+1%
16	CCA 16 Clearwater Capital Advisors Hoffman Estates, Illinois	$32.4M	+$32.1M	+655,267	New
17	17 Commonwealth Equity Services Waltham, Massachusetts	$31M	-$2.59M	-52,961	-8%
18	18 Northwestern Mutual Wealth Management Milwaukee, Wisconsin	$30.8M	-$3.68M	-75,115	-11%
19	19 Stifel Financial St. Louis, Missouri	$29.9M	-$12.8M	-262,455	-30%
20	20 Osaic Holdings Scottsdale, Arizona	$28.8M	-$2.39M	-48,741	-8%
21	TC 21 Trilogy Capital Irvine, California	$24.2M	+$1.13M	+23,129	+5%
22	BCM 22 Brookstone Capital Management Wheaton, Illinois	$23.3M	+$66.8K	+1,364	+0.3%
23	PBF 23 Petix & Botte Financial La Mesa, California	$22.6M	+$332K	+6,792	+2%
24	PFS 24 Prospera Financial Services Dallas, Texas	$22.6M	+$5.46M	+111,451	+32%
25	25 Cambridge Investment Research Advisors Fairfield, Iowa	$22.4M	+$212K	+4,339	+1%