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First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF

LMBS

Market cap $6.42B

#	Name	Holding	Trade Value	Shares Change	Change in Stake
1	1 Morgan Stanley New York	$707M	+$16.9M	+338,741	+2%
2	2 LPL Financial San Diego, California	$575M	-$4.98M	-99,549	-0.9%
3	3 Wells Fargo San Francisco, California	$276M	+$4.38M	+87,626	+2%
4	4 UBS Group Zurich, Switzerland	$231M	-$925K	-18,512	-0.4%
5	5 Raymond James Financial St Petersburg, Florida	$203M	+$12.8M	+256,318	+7%
6	6 Royal Bank of Canada Toronto, Ontario, Canada	$143M	+$9.97M	+199,486	+7%
7	7 Cetera Investment Advisers Schaumburg, Illinois	$119M	-$3.06M	-61,211	-3%
8	8 Bank of America Charlotte, North Carolina	$89.4M	-$4.4M	-88,026	-5%
9	9 HighTower Advisors Chicago, Illinois	$72.7M	+$35.5M	+709,693	+95%
10	10 First Trust Advisors Wheaton, Illinois	$66.1M	+$4.44M	+88,839	+7%
11	CIA 11 Concurrent Investment Advisors Tampa, Florida	$60.4M	+$19.1M	+382,941	+46%
12	12 Commonwealth Equity Services Waltham, Massachusetts	$58.8M	+$7.61M	+152,234	+15%
13	BFG 13 Berger Financial Group Plymouth, Minnesota	$52.7M	+$2.16M	+43,188	+4%
14	14 Northwestern Mutual Wealth Management Milwaukee, Wisconsin	$52.3M	+$9.42M	+188,522	+22%
15	CCA 15 Clearwater Capital Advisors Hoffman Estates, Illinois	$42.6M	+$2.28M	+45,664	+6%
16	CAG 16 Csenge Advisory Group Clearwater, Florida	$41M	+$2.65M	+53,047	+7%
17	17 Envestnet Asset Management Chicago, Illinois	$40.9M	-$9.56M	-191,237	-19%
18	HIS 18 Harvest Investment Services Oakbrook Terrace, Illinois	$37M	+$16M	+319,467	+76%
19	19 Stifel Financial St. Louis, Missouri	$36.7M	+$1.23M	+24,572	+3%
20	20 Osaic Holdings Scottsdale, Arizona	$33.6M	-$9.99M	-199,773	-23%
21	21 Jane Street New York	$33.4M	+$33.4M	+668,153	New
22	22 AssetMark Inc Concord, California	$30.5M	+$15.6M	+312,850	+105%
23	VAS 23 Vestmark Advisory Solutions Wakefield, Massachusetts	$28M	-$2.22M	-44,447	-7%
24	24 Cambridge Investment Research Advisors Fairfield, Iowa	$27.8M	+$964K	+19,289	+4%
25	25 Baird Financial Group Milwaukee, Wisconsin	$27.7M	+$674K	+13,486	+2%