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First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF

LMBS

Market cap $6.42B

#	Name	Holding	Trade Value	Shares Change	Change in Stake
1	1 Morgan Stanley New York	$805M	-$37.2M	-751,739	-4%
2	2 Wells Fargo San Francisco, California	$270M	-$36.9M	-744,266	-12%
3	3 LPL Financial San Diego, California	$249M	-$13.1M	-263,800	-5%
4	4 UBS Group Zurich, Switzerland	$166M	-$105M	-2,129,130	-39%
5	5 Bank of America Charlotte, North Carolina	$157M	-$32.5M	-655,673	-17%
6	RJFSA 6 Raymond James Financial Services Advisors St. Petersburg, Florida	$136M	+$14.8M	+298,068	+12%
7	7 First Trust Advisors Wheaton, Illinois	$134M	+$29.5M	+594,694	+28%
8	RJA 8 Raymond James & Associates St Petersburg, Florida	$110M	-$12.2M	-246,227	-10%
9	9 Royal Bank of Canada Toronto, Ontario, Canada	$97.7M	-$3.98M	-80,450	-4%
10	GHA 10 GW Henssler & Associates Kennesaw, Georgia	$86.1M	+$13.2M	+266,975	+18%
11	UCFA 11 United Capital Financial Advisors Irving, Texas	$79M	-$3.59M	-72,488	-4%
12	12 Envestnet Asset Management Chicago, Illinois	$71.3M	+$1.56M	+31,411	+2%
13	13 Osaic Holdings Scottsdale, Arizona	$64.3M	-$4.79M	-96,660	-6%
14	14 Cetera Investment Advisers Schaumburg, Illinois	$62.1M	+$7.51M	+151,658	+14%
15	15 Stifel Financial St. Louis, Missouri	$57.2M	+$9.48M	+191,503	+20%
16	SWM 16 Stockman Wealth Management Billings, Montana	$57M	-$1.76M	-35,465	-3%
17	RBA 17 Richard Bernstein Advisors New York	$46.3M	+$481K	+9,717	+1%
18	18 William Blair & Company Chicago, Illinois	$43.2M	-$13.3M	-268,477	-23%
19	19 Truist Financial Charlotte, North Carolina	$39.1M	-$4.43M	-89,359	-10%
20	20 HighTower Advisors Chicago, Illinois	$38.7M	+$24.5M	+494,120	+167%
21	21 Commonwealth Equity Services Waltham, Massachusetts	$36.2M	-$41.5K	-839	-0.1%
22	22 Baird Financial Group Milwaukee, Wisconsin	$34.1M	+$705K	+14,231	+2%
23	RGF 23 Retirement Guys Formula Maumee, Ohio	$33.5M	+$16.3M	+329,663	+93%
24	AWM 24 AE Wealth Management Topeka, Kansas	$32M	-$5.23M	-105,707	-14%
25	CSIC 25 Clifford Swan Investment Counsel Pasadena, California	$28M	-$2.67M	-53,962	-9%