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First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$91.4M +$17.3M +331,938 +23%
AWMS
2
Advocacy Wealth Management Services
Georgia
$18.7M +$18.7M +358,756 New
LPL Financial
3
LPL Financial
California
$15.7M -$1.32M -25,324 -8%
Bank of America
4
Bank of America
North Carolina
$13.4M +$1.45M +27,851 +12%
MMA
5
Miracle Mile Advisors
California
$10.8M +$5.76M +110,293 +113%
RJFSA
6
Raymond James Financial Services Advisors
Florida
$10.7M +$7.16M +137,198 +199%
FTUS
7
Flow Traders U.S.
New York
$8.84M +$5.33M +102,090 +151%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$7.82M +$1.14M +21,817 +17%
PAG
9
Pinnacle Advisory Group
Maryland
$6.92M +$6.94M +132,949 New
FIM
10
Freedom Investment Management
Connecticut
$6.53M +$82.6K +1,583 +1%
RJA
11
Raymond James & Associates
Florida
$6.44M +$5.49M +105,289 +572%
BFG
12
Beacon Financial Group
Texas
$6.31M +$1.73M +33,073 +38%
Janney Montgomery Scott
13
Janney Montgomery Scott
Pennsylvania
$5.19M +$718K +13,753 +16%
Stifel Financial
14
Stifel Financial
Missouri
$4.18M -$160K -3,067 -4%
Jane Street
15
Jane Street
New York
$3.8M +$3.81M +72,984 New
First Trust Advisors
16
First Trust Advisors
Illinois
$3.63M +$3.01M +57,728 +481%
AG
17
Advisor Group
Arizona
$3.06M +$557K +10,676 +22%
GWM
18
Geneos Wealth Management
Colorado
$2.84M -$514K -9,846 -15%
FCAG
19
First Capital Advisors Group
New Jersey
$2.77M +$551K +10,549 +25%
Susquehanna International Group
20
Susquehanna International Group
Pennsylvania
$2.47M +$2.47M +47,400 New
FHC
21
First Heartland Consultants
Missouri
$2.36M -$79.6K -1,525 -3%
FAAS
22
First Allied Advisory Services
California
$2.28M -$120K -2,294 -3%
SIM
23
SSI Investment Management
California
$2.17M -$1.32M -25,305 -38%
SCA
24
Snowden Capital Advisors
New York
$2.08M -$894K -17,130 -30%
BWM
25
BerganKDV Wealth Management
Minnesota
$2.04M -$63.7K -1,220 -3%