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First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$784M +$53.8M +1,040,230 +7%
Bank of America
2
Bank of America
North Carolina
$643M +$4.46M +86,290 +0.7%
Wells Fargo
3
Wells Fargo
California
$358M +$20.9M +403,152 +6%
RBA
4
Richard Bernstein Advisors
New York
$271M +$13.8M +267,401 +5%
LPL Financial
5
LPL Financial
California
$210M +$43.6M +842,996 +26%
UBS Group
6
UBS Group
Switzerland
$202M +$20.7M +400,567 +11%
HSA
7
HBK Sorce Advisory
Pennsylvania
$116M +$2M +38,581 +2%
RJFSA
8
Raymond James Financial Services Advisors
Florida
$108M -$18.2M -352,398 -14%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$103M +$24.2M +467,229 +31%
RJA
10
Raymond James & Associates
Florida
$89.8M +$1.69M +32,702 +2%
UCFA
11
United Capital Financial Advisors
Texas
$71.8M +$1.38M +26,760 +2%
Jane Street
12
Jane Street
New York
$68.2M +$20.5M +395,757 +43%
Envestnet Asset Management
13
Envestnet Asset Management
Illinois
$68.2M +$6.11M +118,158 +10%
First Trust Advisors
14
First Trust Advisors
Illinois
$58.6M +$13.4M +259,786 +30%
Osaic Holdings
15
Osaic Holdings
Arizona
$52.8M +$7.74M +149,512 +17%
AWM
16
AE Wealth Management
Kansas
$39.1M +$1.71M +33,053 +5%
SS
17
Simplicity Solutions
Minnesota
$38.7M +$2.58M +49,947 +7%
Stifel Financial
18
Stifel Financial
Missouri
$38.5M +$3.14M +60,777 +9%
Commonwealth Equity Services
19
Commonwealth Equity Services
Massachusetts
$36M +$8.51M +164,383 +31%
IWA
20
Inspirion Wealth Advisors
Illinois
$33.8M +$10.5M +202,419 +45%
Truist Financial
21
Truist Financial
North Carolina
$32.6M +$5.51M +106,545 +20%
Baird Financial Group
22
Baird Financial Group
Wisconsin
$30.3M +$5.62M +108,620 +23%
Cambridge Investment Research Advisors
23
Cambridge Investment Research Advisors
Iowa
$27.8M -$12.9M -249,420 -32%
MMA
24
Miracle Mile Advisors
California
$22.8M -$194K -3,754 -0.8%
CSIC
25
Clifford Swan Investment Counsel
California
$22.1M +$2.97M +57,475 +16%