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First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF

LMBS

Market cap $6.42B

#	Name	Holding	Trade Value	Shares Change	Change in Stake
1	1 Morgan Stanley New York	$703M	+$160M	+3,076,878	+29%
2	2 Bank of America Charlotte, North Carolina	$579M	+$356M	+6,846,972	+152%
3	3 Wells Fargo San Francisco, California	$294M	+$32.4M	+624,757	+12%
4	RBA 4 Richard Bernstein Advisors New York	$241M	+$222M	+4,272,941	+943%
5	5 UBS Group Zurich, Switzerland	$162M	+$9.68M	+186,457	+6%
6	6 LPL Financial San Diego, California	$151M	+$33.7M	+649,656	+28%
7	HSA 7 HBK Sorce Advisory Erie, Pennsylvania	$100M	+$58.9M	+1,134,016	+136%
8	RJA 8 Raymond James & Associates St Petersburg, Florida	$81.3M	+$24.9M	+480,355	+43%
9	RJFSA 9 Raymond James Financial Services Advisors St. Petersburg, Florida	$81M	+$38.1M	+732,879	+86%
10	UCFA 10 United Capital Financial Advisors Irving, Texas	$65.4M	+$3.16M	+60,906	+5%
11	11 Envestnet Asset Management Chicago, Illinois	$59.5M	+$16.4M	+315,765	+37%
12	12 Royal Bank of Canada Toronto, Ontario, Canada	$54.4M	+$8.54M	+164,418	+18%
13	13 First Trust Advisors Wheaton, Illinois	$47.5M	+$4.63M	+89,230	+11%
14	AWM 14 AE Wealth Management Topeka, Kansas	$39.2M	+$22.3M	+428,549	+126%
15	SS 15 Simplicity Solutions Minneapolis, Minnesota	$38.9M	+$23M	+442,805	+138%
16	16 Osaic Holdings Scottsdale, Arizona	$38.7M	+$39.3M	+757,259	New
17	17 Cambridge Investment Research Advisors Fairfield, Iowa	$37.1M	+$16.2M	+312,220	+75%
18	18 Stifel Financial St. Louis, Missouri	$31.5M	+$6.48M	+124,827	+25%
19	19 Commonwealth Equity Services Waltham, Massachusetts	$26.8M	+$5.57M	+107,187	+26%
20	MMA 20 Miracle Mile Advisors Los Angeles, California	$25.7M	-$2.19M	-42,191	-8%
21	21 Jane Street New York	$20.1M	-$15.4M	-296,701	-43%
22	AFA 22 American Financial Advisors Marietta, Georgia	$20.1M	-$5.5M	-105,919	-21%
23	23 Truist Financial Charlotte, North Carolina	$19.7M	+$326K	+6,288	+2%
24	FAAS 24 First Allied Advisory Services San Diego, California	$18M	+$14.7M	+282,281	+401%
25	BFG 25 Barber Financial Group Lenexa, Kansas	$18M	+$13M	+250,194	+245%