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First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF

LMBS

Market cap $6.42B

#	Name	Holding	Trade Value	Shares Change	Change in Stake
1	1 Morgan Stanley New York	$860M	+$78.6M	+1,524,887	+10%
2	2 Bank of America Charlotte, North Carolina	$615M	-$24.7M	-479,222	-4%
3	3 Wells Fargo San Francisco, California	$369M	+$12.8M	+248,345	+4%
4	RBA 4 Richard Bernstein Advisors New York	$259M	-$11.1M	-215,683	-4%
5	5 LPL Financial San Diego, California	$231M	+$22.1M	+429,046	+11%
6	6 UBS Group Zurich, Switzerland	$192M	-$9.29M	-180,148	-5%
7	7 Royal Bank of Canada Toronto, Ontario, Canada	$124M	+$21.6M	+418,285	+21%
8	HSA 8 HBK Sorce Advisory Erie, Pennsylvania	$115M	-$256K	-4,963	-0.2%
9	RJFSA 9 Raymond James Financial Services Advisors St. Petersburg, Florida	$107M	-$523K	-10,136	-0.5%
10	RJA 10 Raymond James & Associates St Petersburg, Florida	$91.2M	+$1.77M	+34,332	+2%
11	11 Jane Street New York	$80.5M	+$12.6M	+243,774	+18%
12	UCFA 12 United Capital Financial Advisors Irving, Texas	$75M	+$3.5M	+67,885	+5%
13	13 Envestnet Asset Management Chicago, Illinois	$74.2M	+$6.33M	+122,670	+9%
14	14 First Trust Advisors Wheaton, Illinois	$64.1M	+$5.71M	+110,799	+10%
15	15 Osaic Holdings Scottsdale, Arizona	$59.9M	+$7.29M	+141,396	+14%
16	16 William Blair & Company Chicago, Illinois	$47.9M	+$32.3M	+626,495	+206%
17	AWM 17 AE Wealth Management Topeka, Kansas	$45.9M	+$6.98M	+135,305	+18%
18	SS 18 Simplicity Solutions Minneapolis, Minnesota	$43.2M	+$4.62M	+89,514	+12%
19	19 Commonwealth Equity Services Waltham, Massachusetts	$38.6M	+$2.67M	+51,811	+7%
20	20 Stifel Financial St. Louis, Missouri	$37.5M	-$813K	-15,759	-2%
21	21 Truist Financial Charlotte, North Carolina	$34.5M	+$2.04M	+39,601	+6%
22	IWA 22 Inspirion Wealth Advisors Libertyville, Illinois	$33.8M	+$130K	+2,520	+0.4%
23	23 Baird Financial Group Milwaukee, Wisconsin	$32.6M	+$2.46M	+47,612	+8%
24	GHA 24 GW Henssler & Associates Kennesaw, Georgia	$31.1M	+$12.8M	+247,672	+69%
25	CSIC 25 Clifford Swan Investment Counsel Pasadena, California	$29.2M	+$7.16M	+138,936	+32%