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First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$1.19B +$577M +12,169,578 +98%
LPL Financial
2
LPL Financial
California
$292M -$8.84M -186,400 -3%
Wells Fargo
3
Wells Fargo
California
$213M -$10.8M -228,381 -5%
UBS Group
4
UBS Group
Switzerland
$169M -$9.47M -199,684 -5%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$114M +$29.4M +620,865 +36%
RJFSA
6
Raymond James Financial Services Advisors
Florida
$101M +$9.81M +206,876 +11%
Bank of America
7
Bank of America
North Carolina
$73.6M -$4.39M -92,703 -6%
Envestnet Asset Management
8
Envestnet Asset Management
Illinois
$67.1M -$4.67M -98,441 -7%
First Trust Advisors
9
First Trust Advisors
Illinois
$52.9M -$4.36M -92,019 -8%
Osaic Holdings
10
Osaic Holdings
Arizona
$49.3M -$8.06M -170,109 -14%
Stifel Financial
11
Stifel Financial
Missouri
$48.3M -$7.21M -152,029 -13%
RJA
12
Raymond James & Associates
Florida
$38.6M -$6.38M -134,620 -14%
CAG
13
Csenge Advisory Group
Florida
$30.8M +$1.04M +21,841 +4%
FEG
14
Financial Enhancement Group
Indiana
$27.5M +$10.9M +230,895 +68%
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$27.2M -$7.06M -148,942 -21%
BFG
16
Berger Financial Group
Minnesota
$25.9M -$256K -5,403 -1%
AFA
17
American Financial Advisors
Georgia
$25.9M -$489K -10,318 -2%
CIA
18
Concurrent Investment Advisors
Florida
$24.8M +$24.3M +512,284 New
PBF
19
Petix & Botte Financial
California
$22.3M +$77.7K +1,639 +0.4%
SI
20
Stephens Inc
Arkansas
$19.9M +$437K +9,214 +2%
Northwestern Mutual Wealth Management
21
Northwestern Mutual Wealth Management
Wisconsin
$19.9M +$3.61M +76,178 +23%
SFS
22
Searcy Financial Services
Kansas
$19.6M +$155K +3,277 +0.8%
HighTower Advisors
23
HighTower Advisors
Illinois
$19.1M +$411K +8,673 +2%
IWA
24
Inspirion Wealth Advisors
Illinois
$19M -$264K -5,569 -1%
Cambridge Investment Research Advisors
25
Cambridge Investment Research Advisors
Iowa
$18.7M +$2.78M +58,656 +18%