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First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF

LMBS

Market cap $6.42B

#	Name	Holding	Trade Value	Shares Change	Change in Stake
1	1 Morgan Stanley New York	$247M	+$25.3M	+496,947	+11%
2	2 Bank of America Charlotte, North Carolina	$140M	+$27.2M	+533,426	+24%
3	3 Wells Fargo San Francisco, California	$123M	+$41.7M	+817,887	+52%
4	4 UBS Group Zurich, Switzerland	$108M	+$7.75M	+152,112	+8%
5	5 LPL Financial San Diego, California	$64.4M	+$3.61M	+70,942	+6%
6	UCFA 6 United Capital Financial Advisors Irving, Texas	$46.1M	+$8.82M	+173,088	+24%
7	RJFSA 7 Raymond James Financial Services Advisors St. Petersburg, Florida	$29.6M	+$3.92M	+77,033	+15%
8	AFA 8 Arlington Financial Advisors Santa Barbara, California	$25.9M	+$25.9M	+507,961	New
9	RJA 9 Raymond James & Associates St Petersburg, Florida	$24.9M	+$5.82M	+114,190	+31%
10	SBL 10 Sargent Bickham Lagudis Boulder, Colorado	$21.8M	+$21.7M	+426,962	New
11	TCM 11 TD Capital Management Memphis, Tennessee	$18.4M	+$15.5M	+305,210	+547%
12	12 Stifel Financial St. Louis, Missouri	$17.5M	+$1.93M	+37,868	+12%
13	13 Cambridge Investment Research Advisors Fairfield, Iowa	$16.2M	+$710K	+13,945	+5%
14	14 Royal Bank of Canada Toronto, Ontario, Canada	$15.9M	-$5.15M	-101,049	-24%
15	MMA 15 Miracle Mile Advisors Los Angeles, California	$15.5M	+$1.9M	+37,235	+14%
16	LFAS 16 Level Four Advisory Services Dallas, Texas	$13.8M	+$2.67M	+52,515	+24%
17	AWMS 17 Advocacy Wealth Management Services Atlanta, Georgia	$12.7M	-$3.88M	-76,093	-23%
18	LTFS 18 Ladenburg Thalmann Financial Services Miami, Florida	$11.6M	+$2.39M	+46,999	+26%
19	19 Envestnet Asset Management Chicago, Illinois	$11.3M	+$5.55M	+108,926	+96%
20	20 Commonwealth Equity Services Waltham, Massachusetts	$10.7M	+$5.38M	+105,723	+102%
21	GBT 21 Grove Bank & Trust Miami, Florida	$9.77M	+$1.32M	+25,901	+16%
22	CCM 22 Condor Capital Management Martinsville, New Jersey	$8.98M	+$8.96M	+175,872	New
23	23 MML Investors Services Springfield, Massachusetts	$8.86M	+$1.15M	+22,608	+15%
24	24 Carson Wealth (CWM LLC) Omaha, Nebraska	$8.83M	+$8.81M	+172,999	New
25	FAM 25 Flaharty Asset Management Clearwater, Florida	$8.8M	-$515K	-10,119	-6%